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New York regulations

9 NYCRR 5329.36

Executive Department

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Suspension, fines, revocation and other discipline

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Suspension, fines, revocation and other discipline

Compiled text through Nov 15, 2021

Register checked through Jul 29, 2026

Later Register activity found — review the notice before relying on the compiled text.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Nov 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
Later Register activity found — review the notice before relying on the compiled text.
Latest notice
WCB-01-26-00003-A · Adopted rule · Apr 22, 2026
Source snapshot
Jun 6, 2026
(a)Discipline.

Consistent with existing commission authority, and in addition to authority to suspend licenses or registrations of individuals, the commission may suspend or revoke a casino sports wagering license, sports pool vendor license or a gaming vendor license, or fine or otherwise discipline any such licensee for any reason or combination of reasons set forth in this subdivision:

(1)violations of article 13 of the Racing, Pari-Mutuel Wagering and Breeding Law, this Title or any other applicable law, including regulation;
(2)failure to comply with instructions of the commission concerning a licensed activity;
(3)conviction of any:
(i)felony offense, as such term as defined in Penal Law section 10.00(5), or an equivalent offense committed in another jurisdiction;
(ii)a misdemeanor related to gambling, gaming, bribery, fraud or any other offense prejudicial to public confidence;
(4)failure to file any returns or reports, keep records or to pay any fee or submit revenue as may be required;
(5)fraud, deceit, misrepresentation or conduct prejudicial to public confidence in gaming;
(6)whenever the commission finds that the operator’s experience, character and general fitness of a licensee are such that participation in operating a sports pool is inconsistent with the public interest or convenience; or
(7)for any other reason within the discretion of the commission.
(b)Opportunity to be heard.

The commission shall allow a casino sports wagering licensee or sports pool vendor an opportunity to be heard before imposing any discipline pursuant to this section. A licensee that has been disciplined pursuant to this section may request a de novo hearing before a hearing officer, with the matter to be decided by the commission.

State Register activity

2 rulemakings · 3 notices

  1. Residents and fellows.

    WCB-01-26-00003Workers' Compensation BoardPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5329).

    1. Adopted ruleWCB-01-26-00003-A

      Addition of section 329-1.3(e) to Title 12 NYCRR.

      Register Apr 22, 2026 · Filed Apr 3, 2026 · Effective Apr 22, 2026

      Register PDF, pp. 22–126

  2. Sports wagering at gaming facilities.

    SGC-12-19-00007State Gaming CommissionPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5329).

    1. Adopted ruleSGC-12-19-00007-A

      Addition of Part 5329 to Title 9 NYCRR.

      Register Jun 26, 2019 · Filed Jun 11, 2019 · Effective Jun 26, 2019

      Register PDF, pp. 17–19

    2. Proposed ruleSGC-12-19-00007-P

      Addition of Part 5329 to Title 9 NYCRR.

      Register Mar 20, 2019

      Register PDF, pp. 14–15

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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