New York regulations

9 NYCRR 5307.5

Executive Department

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Vendor application and disclosure forms

Vendor application and disclosure forms

Compiled text through Dec 28, 2022

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Current section with Register check
Compiled text through
Dec 28, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
SGC-40-22-00009-A · Adopted rule · Dec 28, 2022
Source snapshot
Jun 24, 2026
(a)Each applicant for a casino vendor enterprise license, ancillary casino vendor enterprise license, or vendor registration shall file a vendor application and registration form and other disclosure forms as determined by the commission. (b) Managers and supervisory personnel of a casino vendor enterprise or ancillary casino vendor are required to fill out a casino key employee application form and comply with the standards for issuance of a casino key employee license as set forth in section 5304.2 of this Subchapter. (c) Owners of a casino vendor enterprise or ancillary casino vendor are required to fill out a casino key employee application form and comply with the standards for issuance of a casino key employee license as set forth in section 5304.2 of this Subchapter, except that the commission may in its discretion waive application and disclosure requirements for qualified institutional investors and passive investors of a vendor (as defined in section 5300.1 of this Subchapter). (d) No owner of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee that provides services to a gaming facility is permitted to wager at any gaming facility to which such licensee provides services. (e) No manager, supervisory personnel or employee of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee that provides services to a gaming facility is permitted to wager at such gaming facility or with equipment or products of such casino vendor enterprise licensee or ancillary casino vendor enterprise licensee at any gaming facility. (f) Employees of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee who provide services to the gaming area of a gaming facility are required to complete a vendor employee license application form and comply with the standards of a casino key employee as set forth in Part 5304 of this Subchapter. (g) Any employee of a vendor registrant performing duties related to a gaming facility is required to complete a non-gaming employee application form and undergo a criminal history fingerprint review to determine compliance with the standards of a non-gaming employee as set forth in Part 5306 of this Subchapter.

State Register activity

1 rulemaking · 2 notices

  1. Licensing and registration of gaming facility employees and vendors.

    SGC-40-22-00009State Gaming Commission

    1. Adopted ruleSGC-40-22-00009-A

      Amendment of sections 5300.1, 5301.4, 5303.14, 5304.1, 5304.2, 5305.1, 5305.2, 5305.3, 5305.4, 5306.2, 5306.3, 5306.4, 5307.3 and 5307.5 of Title 9 NYCRR.

    2. Proposed ruleSGC-40-22-00009-P

      Amendment of sections 5300.1, 5301.4, 5303.14, 5304.1, 5304.2, 5305.1, 5305.2, 5305.3, 5305.4, 5306.2, 5306.3, 5306.4, 5307.3 and 5307.5 of Title 9 NYCRR.

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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