New York Codes, Rules and Regulations (NYCRR)
Title 9 Part 5307
Executive Department
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7 sections
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9 NYCRR 5307.1 - Entities required to obtain a casino vendor enterprise license
Source version current through Nov 15, 2021
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Nov 15, 2021
- Related Register notice
- SGC-09-18-00005-RP · Revised rulemaking
- Related notice published
- Jan 16, 2019
(a)Any vendor offering goods or services that directly relate to casino or gaming activity, as described in Racing, Pari-Mutuel Wagering and Breeding Law section 1326(1) and (2), shall be required to be licensed as a casino vendor enterprise. In addition, the executive director of the commission may permit an applicant for a casino vendor enterprise license to conduct business transactions with the gaming facility applicant or licensee prior to the licensure of such casino vendor enterprise applicant, effective only for the transaction for which such permission is requested.
(b)In addition to any vendor required to be licensed by this Part, the commission may require a license for any person if the issuance of such license would be consistent with this Part and consistent with the protection of commercial gaming in the State of New York.
9 NYCRR 5307.2 - Entities required to obtain an ancillary casino vendor enterprise license
Source version current through Nov 15, 2021
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Nov 15, 2021
- Related Register notice
- SGC-09-18-00005-RP · Revised rulemaking
- Related notice published
- Jan 16, 2019
(a)Junket enterprises.
(b)Any vendor providing goods or services to the gaming facility, not otherwise licensed pursuant to section 5307.1 of this Part, that the commission determines to be supporting gaming activities directly enough that registration pursuant to section 5307.3 of this Part would be insufficient to protect the integrity of gaming.
9 NYCRR 5307.3 - Registration of other vendors.
Source version current through Sep 30, 2026
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Sep 30, 2026
- Related Register notice
- SGC-40-22-00009-A · Adopted rule
- Related notice published
- Dec 28, 2022
- Related notice effective date
- Dec 28, 2022
Registration of other vendors.
(a)Any vendor offering goods and services to a gaming facility applicant or licensee that is not a casino vendor enterprise or an ancillary casino vendor enterprise shall be required to be registered as a vendor registrant, as set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 1326(5).
(b)Notwithstanding the requirements set forth in this Part, entities engaged in the following fields of commerce that provide goods or services to a gaming facility applicant or licensee, shall not be required to be licensed or registered as a vendor:
(1)insurance companies and insurance agencies;
(2)television, radio newspaper, internet or other similar media outlets used for advertising purposes;
(3)governmental entities performing traditional governmental functions;
(4)providers of professional and financial services including accountants, attorneys, engineers and architects, when acting in their respective professional capacities and when not anticipated to be present in secured areas of the gaming facility;
(5)physicians, nurses, emergency medical technicians, hospitals and other medical providers;
(6)utility companies;
(7)telecommunication companies;
(8)training seminars, publication subscriptions, conference registration or membership dues for professional associations intended to directly contribute to the work performance or professional development of an employee;
(9)non-profit charitable corporations or organizations, provided that no consideration is received for the contribution;
(10)professional sports teams, sports figures, entertainers and/or celebrity appearances, including the associates of such persons reasonably required to facilitate the appearance;
(11)mail carriers, shipping services and delivery services;
(12)online travel booking agents that are not junkets, junket enterprises or junket representatives within the meaning of Racing, Pari-Mutuel Wagering and Breeding Law section 1301;
(13)state and Federally chartered banks or savings and loan associations where funds are deposited by gaming facility licensees, notwithstanding those sources or transactions provided to a gaming facility licensee that require commission approval;
(14)any non-gaming vendor that provides goods and services valued at less than $75,000 per year, so long as the gaming facility notifies the commission of the intended transaction or relationship, provides the commission with any history of transactions with such vendor and certifies that to the best of the gaming facility’s knowledge and belief, there is no reason to believe that such vendor would be disqualified pursuant to Racing, Pari-Mutuel Wagering and Breeding Law section 1318(1)(c) through (k); or
(15)any other person who, by submission of a written petition, demonstrates to the commission that registration as a non-gaming vendor is not necessary to protect the public interest. For the purposes of this paragraph, the gaming facility may submit a written petition on behalf of the person seeking exemption.
(c)The commission may request information or assurances from any person listed in subdivision (b) of this section to determine the validity of such person’s exempt status.
9 NYCRR 5307.4 - Standards for issuance of vendor licenses and registrations
Source version current through Nov 15, 2021
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Nov 15, 2021
- Related Register notice
- SGC-09-18-00005-RP · Revised rulemaking
- Related notice published
- Jan 16, 2019
Each applicant for a casino vendor enterprise license, ancillary casino vendor enterprise license or vendor registration shall meet the qualification criteria set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 1326.
9 NYCRR 5307.5 - Vendor application and disclosure forms.
Source version current through Sep 30, 2026
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Sep 30, 2026
- Related Register notice
- SGC-40-22-00009-A · Adopted rule
- Related notice published
- Dec 28, 2022
- Related notice effective date
- Dec 28, 2022
Vendor application and disclosure forms.
(a)Each applicant for a casino vendor enterprise license, ancillary casino vendor enterprise license, or vendor registration shall file a vendor application and registration form and other disclosure forms as determined by the commission.
(b)Managers and supervisory personnel of a casino vendor enterprise or ancillary casino vendor are required to fill out a casino key employee application form and comply with the standards for issuance of a casino key employee license as set forth in section 5304.2 of this Subchapter.
(c)Owners of a casino vendor enterprise or ancillary casino vendor are required to fill out a casino key employee application form and comply with the standards for issuance of a casino key employee license as set forth in section 5304.2 of this Subchapter, except that the commission may in its discretion waive application and disclosure requirements for qualified institutional investors and passive investors of a vendor (as defined in section 5300.1 of this Subchapter).
(d)No owner of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee that provides services to a gaming facility is permitted to wager at any gaming facility to which such licensee provides services.
(e)No manager, supervisory personnel or employee of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee that provides services to a gaming facility is permitted to wager at such gaming facility or with equipment or products of such casino vendor enterprise licensee or ancillary casino vendor enterprise licensee at any gaming facility.
(f)Employees of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee who provide services to the gaming area of a gaming facility are required to complete a vendor employee license application form and comply with the standards of a casino key employee as set forth in Part 5304 of this Subchapter.
(g)Any employee of a vendor registrant registrant performing duties related to a gaming facility is required to complete a non-gaming employee application form and undergo a criminal history fingerprint review to determine compliance with the standards of a non-gaming employee as set forth in Part 5306 of this Subchapter.
9 NYCRR 5307.6 - Temporary service providers; badges
Source version current through Nov 15, 2021
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Nov 15, 2021
- Related Register notice
- SGC-09-18-00005-RP · Revised rulemaking
- Related notice published
- Jan 16, 2019
(a)A gaming facility licensee may authorize any person or business to perform services for a period not greater than one business day, provided such facility issues a temporary service badge to such temporary service provider and such temporary service provider is escorted by a licensed employee at all times. If such temporary service provider requires access to restricted areas, such temporary service provider must be accompanied by a licensed casino key employee, unless otherwise approved by the commission.
(b)Temporary service badges shall:
(1)remain on the property of the gaming facility at all times;
(2)be distributed to the temporary service provider upon daily arrival at the gaming facility; and
(3)be returned daily by such temporary service provider to the gaming facility at the close of the temporary service provider’s work shift.
(c)Any gaming facility licensee needing to contract for or employ isolated services that cannot be completed within one business day shall complete and provide to the commission a temporary service provider form the commission supplies and may amend from time to time, no later than 24 hours prior to the arrival of the temporary service provider at such facility. The temporary service badge shall be valid for 30 days over a 12-month period. The failure to file such form shall be a violation of the gaming facility’s license.
9 NYCRR 5307.7 - Duration of license and registration
Source version current through Nov 15, 2021
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Nov 15, 2021
- Related Register notice
- SGC-09-18-00005-RP · Revised rulemaking
- Related notice published
- Jan 16, 2019
Casino vendor enterprise licenses, ancillary casino vendor enterprise licenses and vendor registrations shall remain valid as set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 1327.