New York regulations

9 NYCRR 4602.1

Executive Department

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Form for application

Compiled text through Sep 15, 2021

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
SGC-12-16-00009-A · Adopted rule · Jun 8, 2016
Source snapshot
Jun 6, 2026
(a)An application for a license to conduct games of chance shall be made on forms GC-2, GC-2A and GC-2B, as prescribed by the commission. Notwithstanding, and in lieu of the licensing requirements set forth in this Part, an authorized organization defined in subdivision 4 of section 186 of the General Municipal Law that has received an identification number from the commission, shall file a verified statement, for which no fee shall be required, with the clerk or department and the commission attesting that such organization shall derive net proceeds or net profits from raffles in an amount less than $30,000 during one occasion or part thereof at which raffles are to be conducted. Such statement shall be on form GCVS-1 Verified Statement for Raffle Ticket Operations as prescribed by the commission, which shall be deemed a license to conduct raffles. An organization that has filed a verified statement with the clerk or department and the commission attesting that such organization shall derive net proceeds or net profits from raffles in an amount less than $30,000 during one occasion or part thereof that in fact derives net proceeds or net profits exceeding $30,000 during any one occasion or part thereof shall be required to obtain a license as required by this Part and shall be subject to the reporting requirements of section 4624.3 of this Chapter.
(b)Notwithstanding the licensing requirements set forth in this Part, an authorized organization that has met the self-determination requirements of section 4601.1(c) of this Title may conduct a raffle without complying with such licensing requirements, provided that such organization shall derive net proceeds from raffles in an amount less than $5,000 during the conduct of one raffle and shall derive net proceeds from raffles in an amount less than $20,000 during one calendar year.
(1)No person under the age of 18 shall be permitted to play, operate or assist in any raffle conducted pursuant to this subdivision.
(2)Raffles conducted pursuant to this subdivision shall be conducted only within a municipality in which the authorized organization is domiciled that has passed a local law, ordinance or resolution in accordance with sections 187 and 188 of the General Municipal Law approving the conduct of games of chance that are located within the county or contiguous to the county in which the organization is domiciled.
(3)The commission shall penalize a licensee found to have violated paragraph (1) of this subdivision as follows:
(i)for a first violation, a written warning of such violation;
(ii)for a second violation within one year of a violation, a fine of $500;
(iii)for a third violation within one year of a violation, a fine of $1,000; and
(iv)for a fourth or subsequent violation within one year of a violation, such further actions as the commission may deem appropriate, which may include without limitation the suspension or revocation of any license or privilege to conduct raffles in this State.

State Register activity

1 rulemaking · 2 notices

  1. Consequences for Commission licensees, agents, and other regulated parties who violate prohibition on underage wagering.

    SGC-12-16-00009State Gaming Commission

    1. Adopted ruleSGC-12-16-00009-A

      Amendment of sections 4003.39, 4122.6, 4404.10, 4602.1, 4622.2, 4622.3, 5001.27, 5007.5, 5007.13, 5013.3 and 5117.1 of Title 9 NYCRR.

    2. Proposed ruleSGC-12-16-00009-P

      Amendment of sections 4003.39, 4122.6, 4404.10, 4602.1, 4622.2, 4622.3, 5001.27, 5007.5, 5007.13, 5013.3 and 5117.1 of Title 9 NYCRR.

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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