New York regulations

9 NYCRR 4101.12

Executive Department

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Reports of corporate licensees

Reports of corporate licensees

Compiled text through Jul 15, 2022

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

All associations and corporations licensed by the commission are required to submit to the commission the following:

(a)Copies of weekly payrolls of all personnel employed at the track during such association or corporation’s race meeting, including State license number of each employee.
(b)Copies of all written contracts and agreements and a summary of all verbal contracts and agreements.
(c)List of stockholders annually, or as the commission may require.
(d)List of officers and directors and compensation paid to each or as the commission may require.
(e)Upon the sale or transfer of any stock of any licensed harness racing corporation or association, such sale or transfer must be transmitted to the commission by affidavit verifying that said transfer or sale is in compliance with section 303 of the Racing, Pari-Mutuel Wagering and Breeding Law.

State Register activity

No Register activity identified in this check.Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29).

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