New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 4101

Executive Department

Browse the NYCRR by title, part, and section.

36 sections

Read public New York regulations free.

Title 9 is available without an account, with source and status details for each section. Free accounts open additional available NYCRR text. NYCRR reading has no trial clock; Search has a separate 14-day trial.

Change date or browse history

Source versions current through Jul 15, 2022 - Sep 30, 2026 across sectionsLatest State Register issue indexed: October 14, 2026 (Vol. XLVIII, Issue 41)

Sections in this Part carry different compiled dates; each section shows its own.

9 NYCRR 4101.1 - License required to conduct harness race meeting with pari-mutuel wagering

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.2 - Application for license

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.3 - Issuance of license

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.4 - Knowledge of rules

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.5 - Certificates of incorporation

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.6 - Increased retention for capital improvements

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.7 - Certification of annual expenditures for enhancements

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.8 - Horesemen's contract requirement

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.9 - Accounting system of tracks

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.10 - Financial reports of tracks

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.11 - Records of tracks

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.12 - Reports of corporate licensees

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.13 - Transmission of racing information

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.14 - Combination of New York wagers with wagers made in other states or foreign countries

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.16 - Filing of reports of concessionaires to tracks with commission

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.17 - Financial statements of concessionaires

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.18 - Reports of concessionaires

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.23 - Stock certificates of licensees

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.24 - Occupational licenses.

Source version current through Sep 30, 2026

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Sep 30, 2026
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.25 - Copy of the rules

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.26 - Admission charges

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.27 - Passes

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.28 - Telephones

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.29 - Time of last race

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.30 - Filing of documents

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.31 - Compensation insurance

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.32 - Admission of minors

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.33 - Owners and trainers

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.34 - First aid

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.35 - Unauthorized use of license cards, stickers and passes

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.36 - Video equipment or motion picture equipment

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.37 - Restrictions on veterinarians, veterinary technicians and farriers

Source version current through Jul 15, 2022

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.38 - Badge identification system

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.39 - Disputes

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.40 - Internet posting to assist compulsive gamblers

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

9 NYCRR 4101.41 - Reimbursement for racing officials

Source version current through Jul 15, 2022

Later State Register activity may affect this section.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Latest State Register issue indexed
October 14, 2026 (Vol. XLVIII, Issue 41)
Open section and source details

Back to top

LawEngine makes the New York Codes, Rules and Regulations easier to find, read, and research.