New York Codes, Rules and Regulations (NYCRR)
Title 9 Part 81
Executive Department
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9 NYCRR 81.1 - Requirement of bond
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
Each licensee and each permittee of the kinds and classes hereinafter prescribed shall file with the Liquor Authority a bond to the people of the State of New York, issued by a surety company approved by the Superintendent of Insurance as to solvency and responsibility, and authorized to transact business in this State, in the penal sum hereinafter prescribed, conditioned that such licensee or permittee will not suffer or permit any violation of the provisions of the Alcoholic Beverage Control Law or the rules of the State Liquor Authority. All bonds shall undertake that any costs taxed or allowed in any action or proceeding will be paid to the extent of $1,000 in addition to the penal sums specified in this Part.
9 NYCRR 81.2 - Filing bond
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
The bond prescribed by this Part shall accompany the application for the license or permit.
9 NYCRR 81.3 - Penal sum of bonds
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
The following is the schedule of penal sums of bonds to be filed in support of the various licenses:
| Manufacturer | Bond |
|---|---|
| Brewer | $15,000 |
| Distiller (class A) | 25,000 |
| Distiller (class B) | 25,000 |
| Distiller (class C) | 5,000 |
| Winery | 10,000 |
| Cider producer | 1,000 |
| Farm winery | 1,000 |
| Wholesaler | |
| Beer | 10,000 |
| Wine | 10,000 |
| Liquor | 20,000 |
| Vendor | 1,000 |
| Retail (off-premises) | |
| Beer (grocery, drug store and supply ship) | 1,000 |
| Wine (wine store) | 1,000 |
| Liquor (liquor store) | 1,000 |
| Retail (on-premises) | |
| Beer | |
| Club, hotel, eating place or ball park stadium | 1,000 |
| Railroad car, other than option C | None |
| Railroad car—option C only | 1,000 |
| Vessel (including fishing vessel) | 1,000 |
| Summer licenses (club, hotel or eating place) | 1,000 |
| Wine and beer | |
| Club, hotel or restaurant | 1,000 |
| Special | 1,000 |
| Liquor, wine and beer | |
| Bottle club | 1,000 |
| Special | 1,000 |
| Restaurant, hotel, club, luncheon club, eating establishments or vessel | 1,000 |
| Railroad car, other than option C | None |
| Railroad car—option C only | 1,000 |
| Summer licenses (club, hotel, restaurant or vessel) | 1,000 |
| Aircraft | 1,000 |
| (b) Permits. The following is the schedule of penal sums of bonds to be filed in support of the various permits: | |
| Bottling (§ 96-a, subd. 3) † | $ 5,000 |
| Broker (annual) | 1,000 |
| Solicitors | 1,000 |
| Trucking (regardless of number of vehicles operated by permittee) | 1,000 |
| Warehouse | 5,000 |
†
Alcoholic Beverage Control Law.
9 NYCRR 81.4 - Filing bond rider
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
Before a license or permit certificate is endorsed or any change is made on the face of the certificate or to the licensed premises for any of the following reasons, a bond rider, covering such endorsement or change, must first be obtained from the surety company which issued the bond filed in support of the license or permit, and filed with the appropriate zone office of the Liquor Authority.
9 NYCRR 81.5 - Return of bond
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
Where a license or permit has been issued by the authority, the bond filed in support of the license or permit shall not be returned to the licensee or permittee. A bond may not be returned even though the license or permit was immediately surrendered for cancellation and refund and was never actually used. A bond filed in support of a license or permit may be returned only to a person whose application was disapproved or disapproved without prejudice.
9 NYCRR 81.6 - Rule inapplicable to governmental agency
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
This Part shall not apply to any license or permit issued to any department, board, commission or other agency of the State or to any political subdivision of the State.
9 NYCRR 81.7 - Replacement and restoration of bonds
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022