New York regulations

Title 9 Part 68

Executive Department

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9 sections8 source-only entries

Compiled text through Jul 31, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

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9 NYCRR 68.1 - Application of rule

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Dates and status
Compiling agency
Executive Department
Text status
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Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Jun 6, 2026

This Part applies to all retail licensees authorized to sell alcoholic beverages at retail and to all manufacturers and wholesalers who sell and deliver alcoholic beverages to any such retailers. Hotel off-premises permittees are subject to the provisions of section 101-aa. Wherever the term manufacturer or wholesaler is used herein, it shall be deemed to refer to a manufacturer or wholesaler who makes any sale or delivery of alcoholic beverages to retail licensees.

9 NYCRR 68.2 - Alcoholic beverage delivery invoices required

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Dates and status
Compiling agency
Executive Department
Text status
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Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Source snapshot
Jun 6, 2026
(a)For purposes of calculating credit periods in compliance with Alcoholic Beverage Control Law sections 101-aa and 101-aaa and this Part, each sale or delivery of alcoholic beverages to a retail licensee must be accompanied by a true and accurate invoice featuring: a unique invoice number; the delivery date; the seller’s name and business address; the brand names and quantities of alcoholic beverages delivered on that date; the price of each individual item, the subtotal of all items delivered on that date, and the total amount due from the retailer arising from the entire invoice; the name, address, and license number of the retailer to whom the delivery is made; as well as a true, accurate, and complete statement of the terms and conditions upon which the delivery is made. In addition, each such invoice must feature the delivery address if different than the retailer’s business address. A duplicate original of each delivery invoice must be maintained by each manufacturer and wholesaler for a minimum period of two years from the date of delivery of the alcoholic beverages.
(b)The delivery date reflected on each invoice as required by subdivision (a) of this section shall be the date utilized for purposes of calculating credit periods in compliance with Alcoholic Beverage Control Law sections 101-aa and 101-aaa and these rules. Any retailer that is delinquent in payment for any such invoice must be placed on the delinquent (C.O.D.) list by the manufacturer or wholesaler via the online delinquent management system and in accordance with Alcoholic Beverage Control Law sections 101-aa and 101-aaa and these rules.
(c)If goods are sold by a wholesaler to a retailer via the bill and hold method of operation whereby the wholesaler acts as a warehouse for a portion of the purchased product that is not physically delivered to the retailer‘s licensed premises or a licensed warehouse on behalf of the retailer all at once at the initial delivery, the wholesaler must issue to the retailer a warehouse receipt in accordance with Part 64 of this Title, and the date that the wholesaler accepts the order from the retailer shall be considered the date of delivery utilized for purposes of calculating credit periods and compliance with Alcoholic Beverage Control Law sections 101-aa and 101-aaa and these rules.

9 NYCRR 68.3 - [Repealed]

Repealed or removed in compiled source

The compiled source records this section as repealed. We hold the witnessed tombstone record; see the source for details.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
LQR-02-19-00006-A · Adopted rule · Aug 14, 2019
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Jun 6, 2026

9 NYCRR 68.4 - Electronic mail notification option

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Each manufacturer or wholesaler that sells alcoholic beverages to retail licensees may allow any retail licensee to opt to receive notices and information via electronic mail including, but not limited to, delinquent (C.O.D.) list notifications. Any manufacturer or wholesaler who opts to allow retailers to receive electronic mail notifications shall for each retailer that opts to receive email notifications:

(a)on or before the final payment date, email the retailer a list of all invoices which are due on the final payment date and remain unpaid (hereinafter the first notice) along with a statement setting forth the notification date and a statement that the retailer will be placed on the delinquent list via the authority’s Online Delinquent Management System if payment of all outstanding invoice balances due for alcoholic beverage purchases and/or delivery charges arising therefrom has not been received by the notification date; and
(b)in the event any amount due for alcoholic beverage purchases and/or delivery charges arising therefrom on each invoice included in the first notice has not been paid in full, on the notification date report the retailer as delinquent via the authority’s Online Delinquent Management System and send a copy of the first notice via electronic mail to the retail licensee; and
(c)maintain records of all email notifications sent to retailers for a period of two years.

9 NYCRR 68.5 - Payment by retailer

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Unless payment for all alcoholic beverages purchased by a retail licensee during a particular credit period is made on or before the appropriate final payment date, such retailer shall be deemed to be in default. Where payment is made by mail, the remittance must be mailed on or before the final payment date. Where such payment is received by the wholesaler subsequent to the final payment date and the envelope containing the remittance is postmarked not later than the business day immediately following the final payment date, the retailer shall not be deemed in default. In such instances the wholesaler shall retain the envelopes for a period of one year.

9 NYCRR 68.6 - Purchases by retailers in default

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
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Source snapshot
Jun 6, 2026

Subsequent to having been reported as delinquent by a manufacturer or wholesaler via the authority’s Online Delinquent Management System, no retail licensee shall purchase or accept any delivery of alcoholic beverages except for cash until such time as he or she has received a release in writing from the authority or his or her name is removed from the delinquent list. No wholesaler or manufacturer shall make any sale or delivery, except for cash, to any retailer whose name is on the delinquent list unless the retailer evidences a release in writing from the authority.

9 NYCRR 68.7 - Notification to Liquor Authority

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)On the respective notification dates each manufacturer or wholesaler shall file with the authority via the authority’s Online Delinquent Management System at a website address and in a manner as directed by the authority, the name and serial number of each delinquent retail licensee as well as the delivery date of the unpaid invoice and the amount owed thereon. Such electronic delinquent (C.O.D.) list posting shall serve as a substitute for the first class mailing requirements for notices of default as set forth in Alcoholic Beverage Control Law section 101-aa(3).
(b)Where a check drawn on the account of a retail licensee on the delinquent list is tendered to a manufacturer or wholesaler as cash payment and such check is not honored upon presentment to the bank for payment, said manufacturer or wholesaler shall submit a report in writing concerning the same on a form and in a manner as directed by the authority. Such report shall be submitted within three business days after the manufacturer or wholesaler has received notice that the check was not honored when presented to the bank for payment and should be accompanied by a copy of both sides of the check.
(c)In any instance where a delinquent retailer makes a payment in full of the entire amount due and payable on an invoice for alcoholic beverages and/or delivery charges arising therefrom, the manufacturer or wholesaler receiving such payment shall log onto the authority’s Online Delinquent Management System and remove the retailer from the delinquent (C.O.D.) list. Said action shall be taken by the manufacturer or wholesaler during the same business day that such payment is received if the payment is made by cash, certified check, bank officer's check, draft or money order. Where payment is made by ordinary check, the manufacturer or wholesaler shall defer removal of the retailer from the delinquent (C.O.D.) list until such check has cleared the bank.

9 NYCRR 68.8 - [Repealed]

Repealed or removed in compiled source

The compiled source records this section as repealed. We hold the witnessed tombstone record; see the source for details.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
LQR-02-19-00006-A · Adopted rule · Aug 14, 2019
Source snapshot
Jun 6, 2026

9 NYCRR 68.9 - Delinquent list

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The authority shall publish the delinquent (C.O.D.) list online via the Online Delinquent Management System and shall make same available to licensed manufacturers, wholesalers and retailers. Any appearance of a retail licensee on the delinquent (C.O.D.) list shall constitute notice to all manufacturers and wholesalers of that retailer’s delinquent status.

9 NYCRR 68.10 - [Repealed]

Repealed or removed in compiled source

The compiled source records this section as repealed. We hold the witnessed tombstone record; see the source for details.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
LQR-02-19-00006-A · Adopted rule · Aug 14, 2019
Source snapshot
Jun 6, 2026

9 NYCRR 68.11 - Sale of business

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Unless otherwise prescribed by the authority, where, in connection with a transfer or sale of a licensed business, the authority issues a license to the purchaser, who assumes the debts of a seller who is on the delinquent list, the purchaser shall not purchase alcoholic beverages except for cash and his name shall be published on the delinquent list.

9 NYCRR 68.12 - Releases from the delinquent list

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The authority may grant a release from the delinquent (C.O.D.) list to any retail licensee who has received a notice of default or is named on the delinquent (C.O.D.) list on good cause shown to it and after investigation of the facts.

9 NYCRR 68.13 - [Deleted;]

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Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

9 NYCRR 68.14 - [Deleted;]

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LawEngine holds a witnessed source copy of this section. We are not showing the text inline until its table/list layout can be preserved exactly. We checked the State Register through July 29, 2026/Vol. XLVIII, Issue 30; no later activity found for this section.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

9 NYCRR 68.15 - [Deleted;]

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LawEngine holds a witnessed source copy of this section. We are not showing the text inline until its table/list layout can be preserved exactly. We checked the State Register through July 29, 2026/Vol. XLVIII, Issue 30; no later activity found for this section.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

9 NYCRR 68.16 - [Deleted;]

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LawEngine holds a witnessed source copy of this section. We are not showing the text inline until its table/list layout can be preserved exactly. We checked the State Register through July 29, 2026/Vol. XLVIII, Issue 30; no later activity found for this section.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

9 NYCRR 68.17 - [Deleted;]

Source text available - table layout pending

LawEngine holds a witnessed source copy of this section. We are not showing the text inline until its table/list layout can be preserved exactly. We checked the State Register through July 29, 2026/Vol. XLVIII, Issue 30; no later activity found for this section.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Jul 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

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