New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 106

Executive Department

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Source versions current through Jul 31, 2022 - Dec 21, 2022 across sections

Sections in this Part carry different compiled dates; each section shows its own.

9 NYCRR 106.1 - Applicability of rule

Source version current through Jul 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 31, 2022
Related Register notice
LQR-06-16-00003-A · Adopted rule
Related notice published
Jun 15, 2016
Related notice effective date
Jun 15, 2016

This Part shall apply to all Alcohol Training Awareness Program (ATAP) school certificates of approval and student certificates of completion issued pursuant to the Alcoholic Beverage Control Law.

9 NYCRR 106.2 - Filing of applications for ATAP school certificates of approval

Source version current through Jul 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 31, 2022
Related Register notice
LQR-06-16-00003-A · Adopted rule
Related notice published
Jun 15, 2016
Related notice effective date
Jun 15, 2016

An application for an ATAP school certificate of approval must be made on a form designated by the authority and contain such information as shall be required by the authority, including but not limited to all proposed course curriculum materials. Each ATAP school applicant shall designate an individual to act as a director, and the director shall be responsible for filing the application for ATAP school certificate of approval, administration of approved ATAP school curriculum, issuance of student certificates of completion, and maintaining all of the ATAP school records, as required by the Alcoholic Beverage Control Law and this Part. Completed applications for ATAP school certificates of approval, program materials, and the statutorily required application fee as set forth in the Alcoholic Beverage Control Law must be forwarded to New York State Liquor Authority, Alcohol Training Awareness Program, 80 South Swan Street, Suite 900, Albany, NY 12210. (Application fees must be in the form of a certified check or money order, and made payable to the New York State Liquor Authority.)

9 NYCRR 106.3 - Earlier source heading: Minimum curriculum requirements for ATAP schools

Related State Register notice: Adopted rule LQR-36-22-00001-A. Published Dec 21, 2022. Notice effective date: Dec 21, 2022.

Source version current through Dec 21, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Dec 21, 2022
Related Register notice
LQR-36-22-00001-A · Adopted rule
Related notice published
Dec 21, 2022
Related notice effective date
Dec 21, 2022

Current section text is not available here.

9 NYCRR 106.4 - Scheduled session notification requirements for approved classroom ATAP schools

Source version current through Jul 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 31, 2022
Related Register notice
LQR-06-16-00003-A · Adopted rule
Related notice published
Jun 15, 2016
Related notice effective date
Jun 15, 2016

All approved classroom ATAP schools must provide the authority with a minimum of 14 days prior notification in advance of all classroom sessions utilizing a form and containing such information as shall be designated by the authority.

9 NYCRR 106.5 - Recordkeeping requirements for ATAP schools

Source version current through Jul 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 31, 2022
Related Register notice
LQR-06-16-00003-A · Adopted rule
Related notice published
Jun 15, 2016
Related notice effective date
Jun 15, 2016

At the conclusion of each classroom session for approved classroom ATAP schools, the director or such employee as shall be designated by the director, shall provide each student that has successfully completed the approved classroom ATAP curriculum with a student certificate of completion on a form designated by the authority. Within seven days after any ATAP school has held a session of an approved ATAP program (whether classroom or online), the school must transmit to the authority a roster of all students who successfully completed said class, in a format as directed by the authority. Within seven days after the completion of a session of any approved ATAP school (whether classroom or online), the school must transmit to each person who has successfully completed the approved ATAP curriculum a certificate of completion in a format as directed by the authority.

(a)Approved classroom ATAP schools are required to maintain the following records at the school’s business office, and shall be available for inspection by an employee of the authority during business hours:
(1)a complete copy of the ATAP school’s application to the authority for a certificate of approval, together with copies of all items submitted in support thereof; and
(2)a list of all classroom teachers, which list shall contain with respect to each such teacher, the full name, residence address, residence telephone number, work address, work telephone number, and such other and additional information as the authority may require; and
(3)a folder for each classroom teacher, containing that teacher’s employment application and all other documentary information considered by the school in employing the teacher to give a session of the approved ATAP program; and
(4)copies of all approved scheduled session forms sent by the ATAP school to the authority, which may be disposed of after having been maintained for a minimum of three years; and
(5)copies of all student certificates of completion following each session of an approved ATAP program, which may be securely disposed of after having been maintained for a minimum of three years.
(b)Approved online ATAP schools are required to maintain the following records at the school’s business office, and shall make same available for inspection by an employee of the authority upon request:
(1)a complete copy of the ATAP school’s application to the authority for a certificate of approval, together with copies of all materials submitted in support thereof; and
(2)copies of all certificates of completion following each session of the approved online ATAP program, which may be securely disposed of after having been maintained for a minimum of three years.

9 NYCRR 106.6 - Renewal of ATAP school certificates of approval

Source version current through Jul 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 31, 2022
Related Register notice
LQR-06-16-00003-A · Adopted rule
Related notice published
Jun 15, 2016
Related notice effective date
Jun 15, 2016

The authority shall prescribe the form and manner of issuance of renewal applications for ATAP certificates of approval, which in all cases shall include an affidavit signed by the school’s director reporting on changes in any information included in the school’s original application for an ATAP school certificate of approval. Each application for renewal shall include the statutorily required application fee as set forth in the Alcoholic Beverage Control Law and must be forwarded to New York State Liquor Authority, Alcohol Training Awareness Program, 80 South Swan Street, Suite 900, Albany, NY 12210. (Application fees must be in the form of a certified check or money order, and made payable to the New York State Liquor Authority.)

9 NYCRR 106.7 - Student certificates of completion

Source version current through Jul 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 31, 2022
Related Register notice
LQR-06-16-00003-A · Adopted rule
Related notice published
Jun 15, 2016
Related notice effective date
Jun 15, 2016

The authority shall prescribe the form and manner of issuance of ATAP student certificates of completion, which shall be deemed expired three years after the date of the classroom or online ATAP session for which they were granted.

9 NYCRR 106.8 - Disapproval and requests for reconsideration

Source version current through Jul 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 31, 2022
Related Register notice
LQR-06-16-00003-A · Adopted rule
Related notice published
Jun 15, 2016
Related notice effective date
Jun 15, 2016

In the event that any application or renewal application pursuant to this Part is disapproved by the authority, the applicant may seek reconsideration of the determination by the members of the authority. Requests for reconsideration must be submitted in writing to: Secretary to the Authority, 80 South Swan Street, Suite 900, Albany, NY 12210-8002. Such requests shall then be reviewed by a member of the authority and the determination by the member of the authority thereon shall be considered a final determination of the authority.

9 NYCRR 106.9 - Hearings

Source version current through Jul 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 31, 2022
Related Register notice
LQR-06-16-00003-A · Adopted rule
Related notice published
Jun 15, 2016
Related notice effective date
Jun 15, 2016

ATAP school certificates of approval may be revoked by the authority for failure to adhere to the authority’s rules and regulations. Revocation hearings arising under this Part shall be conducted pursuant to Parts 53 and 54 of the authority’s rules and regulations (9 NYCRR Parts 53 and 54.)

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