New York regulations

9 NYCRR 7013.12

Executive Department

Browse New York regulations by title, part, and section.

Inmate screening and classification records

Inmate screening and classification records

Compiled text through Mar 31, 2022

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Mar 31, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)All initial screening, risk assessment and any subsequent determinations of an inmate's classification status shall be made in writing and kept in the inmate's file.
(b)With the exception of detailed summaries of inmate medical and psychiatric records which shall be kept in a confidential file pursuant to section 7013.10 of this Part, the information to be retained in the inmate's file shall include, but is not limited to:
(1)the inmate's classification category pursuant to section 7013.4(a)-(c) of this Part;
(2)the inmate's criminal history;
(3)the inmate's security and supervision requirements;
(4)any special needs of the inmate;
(5)the inmate's specific housing unit assignments, indicating the housing unit category, i.e., general housing, punitive segregation, medical/mental health observation, etc. and the specific cell or room location, i.e., 3rd floor west - cell #9;
(6)facility staff responsible for making each classification determination;
(7)dates when initial screening and each subsequent classification determination were made, including verification that the inmate was notified of such determinations and their implications; and
(8)all screening instruments, forms or other information used to make or record initial screening, risk assessment and subsequent classification determinations.
(c)Either copy or written summary on a form developed for this purpose of the information noted in paragraphs (b)(2)-(4) and (8) of this section and all inmate records requested pursuant to Part 7033 of this Title shall be sent with every inmate when he/she is transferred to another correctional facility.
(d)Whenever a written summary is sent pursuant to the requirements of subdivision (c) of this section, the name(s) of the facility staff member(s) who prepared the summarized information shall be clearly identified on the form.

State Register activity

No Register activity identified in this check.Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29).

LawEngine organizes New York regulations for fast review. Use independent legal judgment before filing.