New York regulations

9 NYCRR 6203.4

Executive Department

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Enforcement reporting

Enforcement reporting

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Phase2b Dequote Reversal
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
SBE-18-18-00007-A · Adopted rule · Sep 19, 2018
Source snapshot
May 19, 2026

The chief enforcement counsel shall provide a written report to the commissioners and co-executive directors at least once in each calendar quarter that shall include the following information with respect to the preceding calendar quarter:

(a)Total number of complaints received by the enforcement division by mail, email, phone, fax or any other means, and the number of such complaints:
(1)examined and found on their face to not warrant any further investigation;
(2)still pending review;
(3)under active investigation;
(4)closed;
(5)referred to the commissioners for further action.
(b)Total number of hearing officer proceedings initiated, and the number of such proceedings:
(1)for failure to file reports;
(2)for failure to cure a deficiency;
(3)involving other matters.
(c)Total number of settlements entered into and the number of such settlements entered into:
(1)before any hearing officer proceeding is initiated;
(2)after a hearing officer proceeding but before a hearing officer’s determination is made;
(3)after a hearing officer determination.
(d)Total number of special proceedings commenced in pursuant to article 16 of the Election Law, and the number of such proceedings:
(1)related to failure to file;
(2)failure to cure deficiency;
(3)other matters.
(e)Total sum of money collected, and with respect to such sum, the amount derived from:
(1)judgments entered before creation of the Division of Election Law Enforcement;
(2)judgments entered after creation of the Division of Election Law Enforcement settlements.
(f)Total number of deficiency referrals from the compliance unit received, and with respect to such referrals the number:
(1)referred to a hearing officer;
(2)chief enforcement counsel determined not to refer to hearing officer;
(3)pending review;
(4)a decision has been made that no further action will be taken and the reasons therefor.
(g)For failure to file required disclosures under article 14 of the Election Law, the number of such:
(1)referred to hearing officer;
(2)chief enforcement counsel determined not to refer to hearing officer;
(3)pending review;
(4)a decision has been made that no further action will be taken and the reason therfor.

State Register activity

1 rulemaking · 2 notices

  1. Standardizes subpoena requests and requires reporting of enforce- ment activity.

    SBE-18-18-00007State Board of ElectionsPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 6203).

    1. Adopted ruleSBE-18-18-00007-A

      Amendment of Part 6203 of Title 9 NYCRR.

    2. Proposed ruleSBE-18-18-00007-P

      Amendment of Part 6203 of Title 9 NYCRR.

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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