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New York regulations

9 NYCRR 5328.3

Executive Department

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License determination

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License determination

Compiled text through Nov 15, 2021

Register checked through Jul 29, 2026

Later Register activity found — review the notice before relying on the compiled text.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Nov 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
Later Register activity found — review the notice before relying on the compiled text.
Latest notice
TAF-46-21-00009-P · Proposed rule · Nov 17, 2021
Source snapshot
Jun 6, 2026
(a)Upon receipt of a completed application for a casino alcoholic beverage license, the commission shall confirm that the gaming facility licensee or casino vendor licensee or registrant has met the requirements set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 1340 and this Part.
(b)The commission, following consultation with the state liquor authority, or the designee of the State Liquor Authority, shall either:
(1)grant the application for a casino alcoholic beverage license, if the commission determines that doing so is in the best interests of gaming in this State; or
(2)deny the application for a casino alcoholic beverage license and notify the applicant of the reason or reasons for denial.

If the application is for conversion of an existing alcoholic beverage license and there are no State Liquor Authority violations or penalties in regard to the existing license, the commission shall grant the request for conversion of the license. If there are one or more State Liquor Authority violations or penalties in regard to the existing license, the commission shall consider whether granting the request for conversion of the license is in the best interests of gaming in this State. The commission may impose such conditions, restrictions, limitation or covenants upon a casino alcoholic beverage license, whether from a request for conversion of an existing license or otherwise, as the commission may deem appropriate in its discretion to mitigate risk of violations, protect the public health safety or welfare, or serve the best interests of gaming in this State.

State Register activity

2 rulemakings · 3 notices

  1. Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.

    TAF-46-21-00009Department of Taxation and FinancePart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5328).

    1. Proposed ruleTAF-46-21-00009-P

      Amendment of section 492.1(b)(1) of Title 20 NYCRR.

      Register Nov 17, 2021

      Register PDF, pp. 38–104

  2. Casino alcoholic beverage licenses.

    SGC-42-16-00002State Gaming CommissionPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5328).

    1. Adopted ruleSGC-42-16-00002-A

      Addition of Part 5328 to Title 9 NYCRR.

      Register Dec 28, 2016 · Filed Dec 13, 2016 · Effective Dec 28, 2016

      Register PDF, p. 33

    2. Proposed ruleSGC-42-16-00002-P

      Addition of Part 5328 to Title 9 NYCRR.

      Register Oct 19, 2016

      Register PDF, pp. 15–17

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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