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New York regulations

9 NYCRR 5300.3

Executive Department

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Restrictions on employee wagering

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Restrictions on employee wagering

Compiled text through Nov 15, 2021

Register checked through Jul 29, 2026

Later Register activity found — review the notice before relying on the compiled text.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Nov 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
Later Register activity found — review the notice before relying on the compiled text.
Latest notice
TAF-46-21-00009-P · Proposed rule · Nov 17, 2021
Source snapshot
Jun 6, 2026
(a)Gaming facility employees.

In addition to the requirements set forth in section 1336 of the Racing, Pari-Mutuel Wagering and Breeding Law, all employees of a gaming facility licensee holding a gaming employee registration issued by the commission are prohibited from wagering in any facility in which the employee is employed or any facility owned or operated by that gaming facility or an affiliate of that gaming facility.

(b)Casino vendor enterprise employees.

All employees of a casino vendor enterprise required to be qualified pursuant to Racing, Pari-Mutuel Wagering and Breeding Law section 1326(4) are prohibited from wagering in any gaming facility in which such casino vendor enterprise provides goods or services.

State Register activity

6 rulemakings · 7 notices

  1. Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.

    TAF-46-21-00009Department of Taxation and FinancePart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5300).

    1. Proposed ruleTAF-46-21-00009-P

      Amendment of section 492.1(b)(1) of Title 20 NYCRR.

      Register Nov 17, 2021

      Register PDF, pp. 38–104

  2. Restrictions on wagering by key employees of casino vendors.

    SGC-35-20-00012State Gaming Commission

    1. Adopted ruleSGC-35-20-00012-A

      Amendment of section 5300.3 of Title 9 NYCRR.

      Register Dec 16, 2020 · Filed Dec 1, 2020 · Effective Dec 16, 2020

      Register PDF, pp. 24–25

  3. Prescribing methods of notice to applicants, registrants, and licensees and restrictions on employee wagering.

    SGC-42-16-00003State Gaming CommissionPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5300).

    1. Adopted ruleSGC-42-16-00003-A

      Amendment of Part 5300 of Title 9 NYCRR.

      Register Dec 28, 2016 · Filed Dec 13, 2016 · Effective Dec 28, 2016

      Register PDF, pp. 33–35

    2. Proposed ruleSGC-42-16-00003-P

      Amendment of Part 5300 of Title 9 NYCRR.

      Register Oct 19, 2016

      Register PDF, pp. 17–19

  4. Definitions of terms used in proposed Part 5301 and proposed Parts 5303 through 5307.

    SGC-29-15-00012State Gaming CommissionPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5300).

    1. Adopted ruleSGC-29-15-00012-A

      Repeal of Part 5300 and addition of new Part 5300 to Title 9 NYCRR.

      Register Sep 30, 2015 · Filed Sep 11, 2015 · Effective Sep 30, 2015

      Register PDF, p. 24

  5. Implementation of rules pertaining to gaming facility request for application and gaming facility license application.

    SGC-28-14-00006State Gaming CommissionPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5300).

    1. Emergency ruleSGC-28-14-00006-E

      Addition of Part 5300 to Title 9 NYCRR.

      Register Jul 1, 2015 · Filed Jun 15, 2015 · Effective Jun 15, 2015

      Register PDF, pp. 45–46

Show all 7 notices

  1. Implementation of rules pertaining to gaming facility request for application and gaming facility license application.

    SGC-17-15-00001State Gaming CommissionPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5300).

    1. Emergency and proposed ruleSGC-17-15-00001-EP

      Addition of Part 5300 to Title 9 NYCRR.

      Register Apr 29, 2015 · Filed Apr 14, 2015 · Effective Apr 14, 2015

      Register PDF, pp. 20–21

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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