New York regulations

9 NYCRR 5102.9

Executive Department

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Filing

Compiled text through Nov 15, 2021

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Nov 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No application for a license shall be deemed filed with the commission under these regulations until:

(a)all papers presented conform to all requirements relating to format, signature, oath or affirmation, attorney certification (if required) and copies;
(b)all appropriate application, registration, business disclosure and personal history disclosure forms have been properly completed and presented;
(c)all required consents, waivers, fingerprint impressions, photographs and handwriting exemplars have been properly presented;
(d)all other information, documentation, assurances and other materials required or requested at that preliminary stage pertaining to qualifications have been properly presented; and
(e)all required fees have been properly paid and all required surety has been properly furnished.

State Register activity

No Register activity identified in this check.Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29).

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