New York regulations

9 NYCRR 5014.16

Executive Department

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Internal controls

Internal controls

Compiled text through Sep 15, 2021

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
SGC-17-18-00002-A · Adopted rule · Apr 10, 2019
Source snapshot
Jun 6, 2026

Each courier service shall submit to the commission for approval a written description of its initial system of internal controls prior to the start of operations. Such system of internal controls shall demonstrate to the satisfaction of the commission that such courier service has adequate controls in place to address data security, responsiveness to cybersecurity events to mitigate any negative events, recovery from cybersecurity events and restoration of normal operations and services, risk assessment and mitigation, training, access controls and identity management, systems operations and availability concerns, courier customer data privacy, incident response, disaster recovery, document retention and any other control issue the commission may identify.

State Register activity

1 rulemaking · 2 notices

  1. Regulation of courier services that purchase and claim certain Lottery tickets and prizes as agent for customers.

    SGC-17-18-00002State Gaming CommissionPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 5014).

    1. Adopted ruleSGC-17-18-00002-A

      Amendment of sections 5000.2, 5001.25, 5001.27, 5002.1, 5002.5, 5004.9, 5007.2 and 5007.15; addition of Part 5014 to Title 9 NYCRR. 4 [[PAGE 11]] Rule Making Activities

    2. Proposed ruleSGC-17-18-00002-P

      Regulation of courier services that purchase and claim certain Lottery tickets and prizes as agents for customers.

      Amendment of Parts 5000, 5001, 5002, 5003, 5004, 5006, 5007, 5008, 5009, 5010, 5011, 5012, 5013; repeal of sections 5001.8, 5001.22, 5001.23; addition of Part 5014 to Title 9 NYCRR.

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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