New York regulations

9 NYCRR 4113.5

Executive Department

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Unqualified horses

Unqualified horses

Compiled text through Jul 15, 2022

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
SGC-22-20-00008-A · Adopted rule · Oct 7, 2020
Source snapshot
Jun 6, 2026
(a)A horse shall be deemed unqualified and must qualify once before being allowed to start in any overnight pari-mutuel event for the following reasons:
(1)The horse does not show a charted line of a current performance meeting the qualifying standards at the track for the class of race. Current performance shall be defined as a start within 30 days of the date of the race to which declared. Official workouts shall be acceptable as qualifying performances for this paragraph for horses with previous satisfactory races. The commission may extend the qualifying standards from 30 to as many days as appropriate to account for track closings, equine sickness, inclement weather or other unexpected events that interfere with the opportunities for otherwise eligible horses to race.
(i)Notwithstanding the requirements stated in paragraph (1) of this subdivision, during the period of April 4, 2012 through May 4, 2012 inclusive, current performance shall be defined as a start within 60 days of the date of the race to which declared.
(2)The horse is changing gait.
(3)The horse does not meet additional standards prescribed by the racing secretary and posted in the declaration room.
(4)The judges, in their discretion, determine a horse to be unqualified because, without interference to it, it has made breaks in two consecutive purse races or in the purse race immediately following its qualifying to race.

State Register activity

5 rulemakings · 8 notices

  1. Permit harness horses to race without qualifying in extraordinary circumstances.

    SGC-22-20-00008State Gaming Commission

    1. Adopted ruleSGC-22-20-00008-A

      Amendment of section 4113.5(a) of Title 9 NYCRR.

    2. Emergency ruleSGC-22-20-00008-E

      Permit harness horses to race without qualifying after COVID-19 shutdown.

      Amendment of section 4113.5(a) of Title 9 NYCRR.

    3. Proposed ruleSGC-22-20-00008-P

      This is a consensus rule making to amend section 4113.5(a)(1) of Title 9 NYCRR.

  2. Qualification time in harness racing.

    SGC-34-20-00009State Gaming Commission

    1. Proposed ruleSGC-34-20-00009-P

      Amendment of sections 4113.5 and 4120.2 of Title 9 NYCRR.

  3. Permit harness horses to race without qualifying after COVID-19 shutdown.

    SGC-22-20-00010State Gaming Commission

    1. Emergency ruleSGC-22-20-00010-E

      Amendment of section 4113.5(a) of Title 9 NYCRR.

  4. Allow standardbred horses not to requalify when uncontrollable events (e.g., weather) prevent horse from racing on regular basis.

    SGC-17-17-00004State Gaming Commission

    1. Proposed ruleSGC-17-17-00004-P

      Amendment of section 4113.5 of Title 9 NYCRR.

Show all 8 notices
  1. Simplifying how a trainer may alter the use of hopples.

    SGC-22-16-00004State Gaming Commission

    1. Adopted ruleSGC-22-16-00004-A

      Amendment of sections 4113.5 and 4117.3 of Title 9 NYCRR.

    2. Proposed ruleSGC-22-16-00004-P

      Amendment of sections 4113.5 and 4117.3 of Title 9 NYCRR.

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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