New York regulations

9 NYCRR 4109.7

Executive Department

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Certain voidable claims

Certain voidable claims

Compiled text through Jul 15, 2022

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
SGC-23-16-00006-A · Adopted rule · Aug 10, 2016
Source snapshot
Jun 6, 2026
(a)Race-day positive.

Should the analysis of a race-day blood or urine sample taken from a claimed horse result in a positive test, or if the race-day test results of a previous race have not been cleared by the date of the claim and result in a positive test, the claimant's trainer shall be promptly notified in writing by the judges and the claimant shall have the option to void said claim within five days of receipt of such notice by such trainer. An election to void a claim shall be submitted in writing to the judges by the claimant or such claimant’s trainer.

(b)Erythropoietin and darbepoetin.

Should the analysis of a post-race blood or urine sample taken from a claimed horse result in a finding by the laboratory that the antibody of erythropoietin or darbepoetin was present in the sample taken from that horse, the claimant's trainer shall be promptly notified in writing by the judges and the claimant shall have the option to void said claim within five days of receipt of such notice by the claimant’s trainer. An election to void a claim shall be submitted in writing to the judges by the claimant or his trainer.

(c)Reserpine and fluphenazine.

Notwithstanding any inconsistent provision of Part 4120 of this Title, should the analysis of a post-race blood or urine sample taken from a claimed horse result in a finding by the laboratory that the drug reserpine or the drug fluphenazine was present in the sample taken from that horse, the claimant's trainer shall be promptly notified in writing by the judges and the claimant shall have the option to void said claim within five days of receipt of such notice by the claimant’s trainer. An election to void a claim shall be submitted in writing to the judges by the claimant or the claimant’s trainer.

(d)Upper neurectomy or unreported lower neurectomy.

Where an upper neurectomy as defined in section 4025.31(a) of this Subchapter or a lower neurectomy that has not been reported as required in section 4025.31(b) of this Subchapter has been performed on a horse prior to the race in which it is claimed, the claimant shall have the option to void said claim upon written notice to the judges from the claimant or the claimant’s trainer given within 10 days following the date of the claim.

(e)Undeclared pregnant mare.

Where a pregnant mare has been claimed which pregnancy has not been disclosed as required in section 4038.17 of this Chapter, the claimant shall have the option to void the claim upon written notice to the judges from the claimant or his trainer within 10 days following the date of the claim.

(f)Excess TCO2 levels.

In the event that a claimed horse tests in violation of section 4120.13 of this Subchapter, and it is not determined that such TCO2 level is physiologically natural for that particular horse, the claimant or the claimant’s trainer shall have the option to void the claim upon written notice to the stewards within five days of receiving notice of the violation.

State Register activity

1 rulemaking · 2 notices

  1. Voidable claims based on race day samples.

    SGC-23-16-00006State Gaming Commission

    1. Adopted ruleSGC-23-16-00006-A

      Amendment of sections 4038.19(a) and 4109.7(a) of Title 9 NYCRR.

    2. Proposed ruleSGC-23-16-00006-P

      Amendment of sections 4038.19(a) and 4109.7(a) of Title 9 NYCRR.

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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