New York regulations

9 NYCRR 4045.4

Executive Department

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Administrative action

Administrative action

Compiled text through Jul 15, 2022

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
TAF-46-21-00009-P · Proposed rule · Nov 17, 2021
Source snapshot
Jun 6, 2026

The commission shall take the following administrative action after a final adjudication of the commission establishes that a licensee has committed a precipitating equine drug rule violation in New York:

(a)The commission shall calculate the points applicable to such licensee to determine whether to take any further administrative action pursuant to this Part.
(1)A licensee may be mailed a letter advising such licensee of the status of the equine drug violation record of such licensee and any possible future action that may be taken in the event of such licensee’s accumulation of additional points.
(2)Although point values shall be assigned as of the date of each violation, the commission shall not initiate a suspension pursuant to this Part until after the final adjudication of an equine drug rule violation for which points are assigned pursuant to this Part.
(3)When a precipitating equine drug rule violation results in the licensee having accumulated five or more points based on final adjudications of equine drug rule violations, the commission shall find that a licensee is a habitual or persistent equine drug rule violator.
(b)The Director of the Division of Horse Racing and Pari-Mutuel Wagering shall suspend the occupational licenses of a habitual or persistent equine drug rule violator, at a minimum, as follows:
(1)if the licensee has accumulated 5 to 5.5 points as a result of equine drug rule violations, a suspension of 15 days;
(2)if the licensee has accumulated 6 to 8.5 points as a result of equine drug rule violations, a suspension of 30 days;
(3)if the licensee has accumulated 9 to 10.5 points as a result of equine drug rule violations, a suspension of 90 days; and
(4)if the licensee has accumulated 11 or more points as a result of equine drug rule violations, a suspension of 180 days.
(c)Such license suspensions shall in no way affect any administration action taken under any other provision of this Subchapter, including the imposition of a penalty for the precipitating or other equine drug rule violation in New York.
(d)The Director of the Division of Horse Racing and Pari-Mutuel Wagering, on behalf of the commission, may proportionately reduce such suspension, however, when convinced by clear and convincing evidence that the commission had already enhanced, based on one or more of the predicate equine drug rule violations, the penalty imposed on the licensee for the precipitating equine drug rule violation. The director may also impose a suspension before there has been a final adjudication of one or more of the predicate equine drug violations, when points assessed for matters that have been finally adjudicated suffice to impose a suspension pursuant to this Part; the balance of any suspension shall be imposed upon additional final adjudications.
(e)The State Steward may, when authorized by the Director of the Division of Horse Racing and Pari-Mutuel Wagering, add the habitual or persistent equine drug rule violator suspension when issuing a ruling upon a precipitating equine drug rule violation.

State Register activity

3 rulemakings · 5 notices

  1. Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.

    TAF-46-21-00009Department of Taxation and FinancePart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 4045).

    1. Proposed ruleTAF-46-21-00009-P

      Amendment of section 492.1(b)(1) of Title 20 NYCRR.

  2. Amendment of multiple medication violation (MMV) penalty enhancement rule.

    SGC-40-18-00006State Gaming Commission

    1. Adopted ruleSGC-40-18-00006-A

      Amendment of sections 4045.1, 4045.3 and 4045.4 of Title 9 NYCRR.

    2. Proposed ruleSGC-40-18-00006-P

      Amendment of sections 4045.1, 4045.3 and 4045.4 of Title 9 NYCRR.

  3. Requirement of specific minimum penalties for certain multiple medication violations.

    SGC-46-15-00007State Gaming CommissionPart-level action

    The Register recorded this action against the whole Part, which includes this section (9 NYCRR Part 4045).

    1. Adopted ruleSGC-46-15-00007-A

      Addition of Part 4045 to Title 9 NYCRR.

    2. Proposed ruleSGC-46-15-00007-P

      Addition of Part 4045 to Title 9 NYCRR.

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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