New York regulations

9 NYCRR 4043.4

Executive Department

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Trainer's responsibility

Trainer's responsibility

Compiled text through Jul 15, 2022

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Westlaw Inline Boundary Correction
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
SGC-35-20-00010-A · Adopted rule · Dec 16, 2020
Source snapshot
Jun 6, 2026
(a)A trainer shall be responsible at all times for the condition of all horses trained by him or her. No trainer shall start or permit a horse in his or her custody, care or control to be started if the trainer knows, or might have known or have cause to believe, that the horse has received any drug or other restricted substance that could result in a positive test. The trainer shall be held responsible for any positive test unless the trainer can show by substantial evidence that neither the trainer nor any employee nor agent was responsible for the administration of the drug or other restricted substance. Every trainer must guard each horse trained by him or her in such manner and for such period of time prior to racing the horse so as to prevent any person, whether or not employed by or connected with the owner or trainer, from administering any drug or other restricted substance to such horse contrary to this Part.
(b)Trainers shall maintain accurate records of all joint injections to horses trained by them. The record(s) of every joint injection shall be submitted, in a form and manner approved by the commission, by the trainer to the commission within 48 hours of the treatment. The trainer may delegate this responsibility to the treating veterinarian, who shall make these reports when so designated. The reports shall be accessible to the examining veterinarian for the purpose of assisting with pre-race veterinary examinations.
(c)Trainers shall maintain an accurate record of every drug (except ones classified by the Association of Racing Commissioners International, Inc. as a class 5 substance and that are not injected) administration that is implemented by the trainer and is not recorded in detail in practicing veterinary records. This includes without limitation drugs that a veterinarian has dispensed for administration by or at the direction of the trainer, but does not include drugs administered directly by the veterinarian or administrations the trainer verifies are recorded in detail in veterinary records. Such trainer’s records shall detail the name of the horse, the drug, the dose, the route of administration and the date and time (e.g., morning, breakfast) of administration and shall be kept in a form approved by the commission for a minimum of six months. Such records shall be available for inspection by the commission.

State Register activity

2 rulemakings · 4 notices

  1. Log of drugs administered by Thoroughbred horse trainers.

    SGC-35-20-00010State Gaming Commission

    1. Adopted ruleSGC-35-20-00010-A

      Addition of section 4043.4(c) to Title 9 NYCRR.

    2. Proposed ruleSGC-35-20-00010-P

      Addition of section 4043.4(c) to Title 9 NYCRR.

  2. Joint injections in thoroughbred racing.

    SGC-11-20-00012State Gaming Commission

    1. Adopted ruleSGC-11-20-00012-A

      Amendment of sections 4043.2(c), (e), (f), (g), (i) and 4043.4(b) of Title 9 NYCRR.

    2. Proposed ruleSGC-11-20-00012-P

      Joint injections in Thoroughbred racing.

      Amendment of sections 4043.2(c), (e), (f), (g), (i) and 4043.4(b) of Title 9 NYCRR.

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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