New York regulations

9 NYCRR 348.6

Executive Department

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Supervision recordkeeping requirements

Supervision recordkeeping requirements

Compiled text through Sep 15, 2021

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)Periodic reassessments/case reviews.
(1)Periodic reassessments/case reviews shall include the following:
(i)a copy of the State approved completed risk and needs assessment and any reassessment/case review;
(ii)documentation of compliance or non-compliance with contact requirements during the supervision period;
(iii)progress towards achieving case plan goals, objectives, and action steps during the current supervision period;
(iv)documentation of participation in merit credit activities, where applicable, during the supervision period;
(v)documentation of any substitution credits provided, where applicable, during the supervision period;
(vi)any modification of case plan, conditions of probation, pre-dispositional supervision, or interim probation supervision and reclassification of the supervision level; and
(vii)summary of the use of graduated responses, any violation of probation, pre-dispositional supervision, or interim probation supervision, re-arrest/reconviction information, and any other probation and/or court action(s) and outcome(s).
(2)The frequency of reassessments/case reviews shall be as follows:
(i)for active family court juvenile cases, these reports shall be completed at three-month intervals.
(ii)active criminal court and family court adult supervision cases, these reports shall be completed at six-month intervals; and
(iii)for administrative cases, which are otherwise unavailable for active supervision, these reports shall be completed at 12-month intervals.

State Register activity

No Register activity identified in this check.Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29).

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