New York Codes, Rules and Regulations (NYCRR)

9 NYCRR 1625-6.5

Executive Department

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General correspondence files

Source version current through Sep 15, 2021

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Executive Department
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(a)General correspondence shall be filed by subject matter in accordance with the following decimal system [see Appendix S-3 for decimal filing system alphabetical listing]. As a minimum, files will be maintained on the basis of the major categories (1000 series), i.e., administration, personnel, etc. Further refinement of these categories is at the discretion of the authority based on the volume of correspondence handled. Such refinement, however, should be in accordance with the decimal breakdown provided below. Within each subject, correspondence should be arranged chronologically according to date with the most recent date being placed on top.
(b)In the event that the authority's filing system does not include the particular code number designated on incoming correspondence, that correspondence shall be filed under the first code number in use by the authority which encompasses the designated code number. As an example, correspondence having an inactive code number of 1420 would be filed under 1400 if in use by the authority or under 1000-1999 if 1400 was not in use by the authority.
(c)All correspondence initiated by the authority will show coded file number under subject reference.
File NumberSubject Matter
1000–1999ADMINISTRATION
1000General
1100Local Housing Authority
1110Creation, Memberships, Appointments
1120Resolutions, By-Laws, Powers and Regulations
1130Meetings—Notice of, Minutes of, etc.
1140Historical Records (press clippings, etc.)
1200Office Management
1210Procedures, Organization, Organization Charts
1220Travel
1300Legal
1400Public Relations
1410Relations with Tenants
1420Relations with Municipality
1430Relations with Other Government Agencies
1440Relations with Nongovernment Agencies and Organizations
1500Forms—Creation, Preparation
1900Administrative Reports
1910Management Field Reports
2000–2900*PLANNING AND DEVELOPMENT
2000General
2100Preliminary Studies
2110Housing Studies
2120Site Selection
2200Loan and Subsidy
2210Application for Financial Assistance
2220Commissioner's Findings
2230Loan and Subsidy Contract
2300Planning
2310Apartment Distribution
2320Plans—Submission, Review and Acceptance
2330Zoning
2340Availability of Community Services
2400Land Acquisition
2410Appraisals
2420Purchases
2430Ceding of Land
2440Condemnation
2500Development Contracts
2501Surveys and Maps
2502Test Borings
2503Architects
2504Demolition
2505Construction—Foundation
2506Construction—Superstructure
2507Heating
2508Electric
2509Plumbing
2510Elevators
2511Concrete Testing
2512Street and Yards
2513Landscaping
2514Ranges
2515Refrigerators
2900Planning and Development Reports
2910Monthly and Quarterly Financial Reports
2920Construction Progress Report
3000–3999RENTS AND OCCUPANCY
3000General
3100Rents and Collections
3200Site and Offsite Tenancy
3300Tenant Selection
3400Initial Occupancy
3500Leasing
3600Continued Occupancy (income review, occupancy standards, etc.)
3700Termination of Tenancy
3800Auxiliary Services (parking, laundry, etc.)
3900Occupancy Reports
3910Occupancy Report
3920Statement of Tenant's Arrears
4000–4999OPERATION AND MAINTENANCE
4000General
4100(Reserved)
4200Operating Services (janitorial, security, exterminating, etc.)
4300Utilities
4310Water
4320Electricity
4330Gas
4340Heating Fuel
4350(Reserved)
4360Sanitation
4370Other
4400Repairs, Maintenance and Replacements
4410Grounds
4420Structures
4430Painting and Decorating
4440Plumbing, Gas and Electrical Systems
4450Heating and Ventilating Systems
4460Elevators
4470(Reserved)
4480Ranges and Refrigerators
4490Other Equipment
4900Operations and Maintenance Reports
4910Utility Consumption Records
5000–5999PERSONNEL
5000General
5100Employment
5110Applications
5120Individual Personnel Files
5200Resident Employees
5300Salary and Leaves, Rules and Regulations
5400Pension and other Benefits
5900Personnel Reports
6000–6999FISCAL AND BUDGET
6000General
6100Fiscal
6110Development Fund
6120Administration Fund
6130Reserve Fund
6140Subsidies
6150Debt Service and Financing
6160Security Deposits
6200Budget
6900Fiscal Reports
6910Quarterly Financial Reports
6920Audit Reports
7000–7999MISCELLANEOUS
7000Insurance
7100Fire Prevention and Safety
7200Civil Defense
7300Community Services
7400Litigation
7500Procurement and Supplies
7900Miscellaneous Reports
7910Liability and Compensation Reports
7920Safety Engineers Reports
7930Inventory Records
7940Fire Reports

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