New York Codes, Rules and Regulations (NYCRR)

23 NYCRR 400.4

Department of Financial Services

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Earlier source heading: Conflict of interest

Related State Register notice: Emergency rule DFS-36-26-00004-E. Published Sep 9, 2026. Notice effective date: Aug 26, 2026.

Official change receipt DFS-36-26-00004-E

Source version current through Oct 31, 2023

Source details
NYCRR title agency
Department of Financial Services
Section status
Later rule activity found
Effective date
Aug 26, 2026
Source version current through
Oct 31, 2023
Text saved
May 19, 2026
Related Register notice
DFS-36-26-00004-E · Emergency rule
Related notice published
Sep 9, 2026
Related notice effective date
Aug 26, 2026

Official change receipt DFS-36-26-00004-E

Current section text is not available here.

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