Enforcement
Compiled source label: current through Jun 30, 2022
Register checked through July 8, 2026/Vol. XLVIII, Issue 27 (2026-07-08) - no later Register activity found for this section
What LawEngine checked
- Status
- Source receipt
- Compiled source current through
- Jun 30, 2022
- Register checked through
- July 8, 2026/Vol. XLVIII, Issue 27 (2026-07-08)
- Register activity status
- no later Register activity found
- LawEngine source snapshot
- Jun 6, 2026
A late filing of a client semi-annual report, or failure to file a client semi-annual report in accordance with these regulations, or the filing of a client semi-annual report that contains false, misleading or knowingly inaccurate statements are violations of either Legislative Law section 1-j or 1-o and subject a client filer to the fines and penalties prescribed therein.