New York regulations

19 NYCRR 938.5

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Procedure for applying for an exemption

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Procedure for applying for an exemption

Compiled source label: current through Jun 30, 2022

Register checked through July 8, 2026/Vol. XLVIII, Issue 27 (2026-07-08) - no later Register activity found for this section

What LawEngine checked
Status
Source receipt
Compiled source current through
Jun 30, 2022
Register checked through
July 8, 2026/Vol. XLVIII, Issue 27 (2026-07-08)
Register activity status
no later Register activity found
LawEngine source snapshot
Jun 6, 2026
(a)The client filer seeking to exempt from disclosure a contribution from a source shall make an application to the commission on the form supplied by the commission together with any supporting materials signed by the client filer’s responsible party.
(b)A request for exemption shall be submitted no later than two days prior to the due date for the applicable client semi-annual report.
(c)An application for an exemption from disclosure for one or more sources of contributions does not relieve the client filer from its obligation to timely file the client semi-annual report including disclosure of sources of contributions for which the client filer has not sought an exemption.
(d)The commission shall inform the client filer, in writing, whether the application for exemption has been granted or denied. Any denial issued by the commission shall include a statement of findings and conclusions, and the reasons or basis for the denial.
(e)If a request for an exemption is denied, and the client filer does not appeal, the client filer shall, within 15 business days of the date of denial, amend the client semi-annual report to include required information relating to the subject of the application for exemption.

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