New York regulations

13 NYCRR 80.7

Department of Law

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Offerings to a promoter group

Offerings to a promoter group

Compiled text through Jan 15, 2026

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Department of Law
Text status
Source receipt
Compiled text through
Jan 15, 2026
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

In lieu of the prospectus called for by the New York Intrastate Financing Act, an issuer proposing an offering to a promoter group, as same is defined in these regulations, or the spouses or sons and daughters of the promoters, for front money or otherwise, may submit to the Department of Law an application for exemption from the prospectus requirements and the Attorney-General may grant said application on finding that such action is not inconsistent with the public interest or the protection of investors.

State Register activity

No Register activity identified in this check.Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29).

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