13 NYCRR 200.1 — read free

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Definitions

Compiled text through Jan 15, 2026

No later Register activity identified in this check.

Dates and status

Compiling agency: Department of Law
Text status: Westlaw Inline Boundary Correction
Compiled text through: Jan 15, 2026
Register checked through: July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status: No later Register activity identified in this check.
Latest notice: TDA-01-17-00002-EP · Emergency and proposed rule · Dec 16, 2016
Source snapshot: Jun 6, 2026

(a)A franchise fee includes but is not limited to, payments that are made before, upon, or after execution of an agreement to purchase, process, resell, or otherwise distribute a manufacturer's, a distributor's or a licensor's goods, services, equipment, inventory or real estate. The word payment, includes those made in the form of a lump sum, installments, periodic royalties, profits, cash flow, or those reflected in the price of goods, services, equipment, inventory or real estate sold or leased by the manufacturer or licensor to the distributor or licensee respectively.

(b)A marketing plan is advice or training, provided to the franchisee by the franchisor or a person recommended by the franchisor, pertaining to the sale of any product, equipment supplies or services and the advice or training includes, but is not limited to, preparing or providing:

(1)promotional literature, brochures, pamphlets, or advertising materials;

(2)training regarding the promotion, operation or management of the franchise; or

(3)operational, managerial, technical or financial guidelines or assistance.

(c)A predecessor of a franchisor, is a person from whom the franchisor has acquired directly or indirectly the major portion of his assets.

(d)A principal shall mean and include every person directly or indirectly controlling any franchisor or franchise sales agent.

State Register activity

1 rulemaking · 1 notice

Emergency measures for the homeless during inclement winter weather.
TDA-01-17-00002Office of Temporary and Disability AssistancePart-level action
The Register recorded this action against the whole Part, which includes this section (13 NYCRR Part 200).
1. Emergency and proposed ruleTDA-01-17-00002-EP
  This rule was modified by Notices in the NYS Regis- ter on July 18, 2012 (Proposed Rulemaking) and Sept. 19, 2012 (Adoption), to add the recording of real property instruments to the regulation. Analysis of need: This rule is necessary to establish standards and procedures governing the use and authentication of electronic signatures and the utilization of electronic records in accordance with article III of the State Technology Law, which establishes the Elec- tronic Signatures and Records Act (ESRA). Legal basis: State Technology Law, §§ 103, 303, 304, 305; Real Property Law, § 291-i. Comments regarding this rule should be sent to the attention of the 146 [[PAGE 153]] Rule Review following agency contact: Regulations Attorney, New York State Of- fice of Information Technology Services, Division of Legal Affairs (DLA), Empire State Plaza, PO Box 2062, Albany, NY 12220-006252. Email: its.sm.dla@its.ny.gov Comments must be received within 45 days of the date of publication of this Notice. Please reference Rule Review in the subject line of the email. 2007 2. 9 CRR-NY N 552 State Agency Internet Posting of Application Forms
  Register Jan 4, 2017 · Filed Dec 16, 2016 · Effective Dec 16, 2016
  Register PDF, pp. 38–170

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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Definitions

State Register activity

Emergency measures for the homeless during inclement winter weather.