New York regulations

13 NYCRR 16.12

Department of Law

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Exemptions

Exemptions

Compiled text through Jan 15, 2026

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Department of Law
Text status
Source receipt
Compiled text through
Jan 15, 2026
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)Upon written application sworn to by a general partner, trustee, officer or other principal of the issuer, the Department of Law may, in its discretion, by ruling exempt an offering from any provision of this Part or from the provisions of section 352-e, 352-f or 359-e of the General Business Law where it is found that enforcement of such provisions is not necessary to protect the investing public or to effectuate the purposes of the General Business Law. The fees imposed by the General Business Law must be paid to obtain exemptions under this section.
(b)Applications for exemptions pursuant to this section shall comply as to form and content with exemption instructions issued by the Department of Law and available at its offices at:

New York State Department of Law, Real Estate Finance Bureau, 28 Liberty Street, New York, NY 10005, Telephone No. (212) 416-8122.

State Register activity

No Register activity identified in this check.Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29).

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