Duration of registration
Source version current through Jan 15, 2026
Source details
- NYCRR title agency
- Department of Law
- Section status
- Section source receipt
- Source version current through
- Jan 15, 2026
- Text saved
- Jun 6, 2026
- Publisher current-through date
- Jan 15, 2026
- Source captured
- Sep 13, 2026
- Stored text comparison
- Matches the captured source text
- Related Register notice
- LAW-13-18-00010-A · Adopted rule
- Related notice published
- Jul 3, 2018
- Related notice effective date
- Jul 3, 2018
(a)Registration is for a period of one year from date of filing.
(b)A registration renewal is executed on form CBD, form CM-2 or form CADV in the same manner as the original registration. Such application should contain complete answers to all questions and not merely statements that there are no changes since the last registration.
(c)A registered commodity broker-dealer or commodity investment advisor may terminate its registration by filing form CM-3.