New York Codes, Rules and Regulations (NYCRR)

13 NYCRR 13.5

Department of Law

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Filing fees

Source version current through Jan 15, 2026

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Department of Law
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Jan 15, 2026
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Jun 6, 2026
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Jan 15, 2026
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Sep 13, 2026
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Related Register notice
LAW-13-18-00010-A · Adopted rule
Related notice published
Jul 3, 2018
Related notice effective date
Jul 3, 2018

New York State Register LAW-13-18-00010-A

The annual filing fee for each commodity broker-dealer and commodity investment advisor registration statement is $100. The annual filing fee for each commodity salesperson registration statement is $25. The filing fee for each supplemental statement is $10. Checks should be made payable to the New York State Department of Law. Personal checks or cash will not be accepted. Attorney's checks, bank checks, certified checks or money orders only will be accepted.

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