Supplemental commodity salesperson's statement
Source version current through Jan 15, 2026
Source details
- NYCRR title agency
- Department of Law
- Section status
- Section source receipt
- Source version current through
- Jan 15, 2026
- Text saved
- Jun 6, 2026
- Publisher current-through date
- Jan 15, 2026
- Source captured
- Sep 13, 2026
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- Matches the captured source text
- Related Register notice
- LAW-13-18-00010-A · Adopted rule
- Related notice published
- Jul 3, 2018
- Related notice effective date
- Jul 3, 2018
Any change in the name of the registrant.
Any change of residence address of the registrant.
Any termination of employment as a commodity salesperson, giving the date of termination and reason therefor.
Any new employment as a commodity salesperson, giving the name and address of the new firm and the date of commencement of employment as a salesperson.
Any change in disciplinary history, including but not limited to each occasion when the registrant becomes the subject of any criminal action, or is convicted of any misdemeanor or felony, or is the subject of any pending civil action commenced by a government agency relating to the offer or sale of securities or commodities, or is the subject of any injunction or cease and desist order relating to the offer or sale of securities or commodities.