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New York regulations

13 NYCRR 11.8

Department of Law

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Filing fees

Compiled text through Jan 15, 2026

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Department of Law
Text status
Source receipt
Compiled text through
Jan 15, 2026
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
LAW-15-20-00017-A · Adopted rule · Feb 2, 2021
Source snapshot
Jun 6, 2026
(a)The fees for initial and annual renewal registrations under this Part are $200 and must be paid through CRD/IARD.

State Register activity

2 rulemakings · 4 notices

  1. Investment advisers defined under General Business Law, section 359-eee.

    LAW-15-20-00017Department of LawPart-level action

    The Register recorded this action against the whole Part, which includes this section (13 NYCRR Part 11).

    1. Adopted ruleLAW-15-20-00017-A

      Amendment of Part 11 of Title 13 NYCRR.

      Register Dec 2, 2020 · Filed Nov 17, 2020 · Effective Feb 2, 2021

      Register PDF, pp. 33–38

    2. Proposed ruleLAW-15-20-00017-P

      Amendment of Part 11 of Title 13 NYCRR.

      Register Apr 15, 2020

      Register PDF, pp. 14–16

  2. Brokers, dealers and salespersons defined under General Busi- ness Law section 359-e.

    LAW-15-20-00018Department of LawPart-level action

    The Register recorded this action against the whole Part, which includes this section (13 NYCRR Part 11).

    1. Adopted ruleLAW-15-20-00018-A

      Amendment of Part 10 of Title 13 NYCRR.

      Register Dec 2, 2020 · Filed Nov 17, 2020 · Effective Dec 2, 2020

      Register PDF, pp. 38–42

    2. Proposed ruleLAW-15-20-00018-P

      Brokers, dealers and salespersons defined under General Busi- ness Law, section 359-e.

      Amendment of Part 10 of Title 13 NYCRR.

      Register Apr 15, 2020

      Register PDF, pp. 16–19

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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