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New York regulations

13 NYCRR 10.9

Department of Law

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Filing time limit

Compiled text through Jan 15, 2026

Register checked through Jul 29, 2026

No later Register activity identified in this check.

Dates and status
Compiling agency
Department of Law
Text status
Source receipt
Compiled text through
Jan 15, 2026
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
TDA-39-24-00005-A · Adopted rule · Jan 15, 2025
Source snapshot
Jun 6, 2026

The information required by sections 10.3, 10.4 and 10.6 of this Part shall be filed no later than 30 days after the change in circumstances has occurred.

State Register activity

3 rulemakings · 5 notices

  1. Standard Utility Allowances (SUAs) for the Supplemental Nutri- tion Assistance Program (SNAP).

    TDA-39-24-00005Office of Temporary and Disability AssistancePart-level action

    The Register recorded this action against the whole Part, which includes this section (13 NYCRR Part 10).

    1. Adopted ruleTDA-39-24-00005-A

      Amendment of section 387.12(f)(3)(v)(a)-(c) of Title 18 NYCRR.

      Register Jan 15, 2025 · Filed Dec 31, 2024 · Effective Jan 15, 2025

      Register PDF, pp. 14–84

  2. Investment advisers defined under General Business Law, section 359-eee.

    LAW-15-20-00017Department of LawPart-level action

    The Register recorded this action against the whole Part, which includes this section (13 NYCRR Part 10).

    1. Adopted ruleLAW-15-20-00017-A

      Amendment of Part 11 of Title 13 NYCRR.

      Register Dec 2, 2020 · Filed Nov 17, 2020 · Effective Feb 2, 2021

      Register PDF, pp. 33–38

    2. Proposed ruleLAW-15-20-00017-P

      Amendment of Part 11 of Title 13 NYCRR.

      Register Apr 15, 2020

      Register PDF, pp. 14–16

  3. Brokers, dealers and salespersons defined under General Busi- ness Law section 359-e.

    LAW-15-20-00018Department of LawPart-level action

    The Register recorded this action against the whole Part, which includes this section (13 NYCRR Part 10).

    1. Adopted ruleLAW-15-20-00018-A

      Amendment of Part 10 of Title 13 NYCRR.

      Register Dec 2, 2020 · Filed Nov 17, 2020 · Effective Dec 2, 2020

      Register PDF, pp. 38–42

    2. Proposed ruleLAW-15-20-00018-P

      Brokers, dealers and salespersons defined under General Busi- ness Law, section 359-e.

      Amendment of Part 10 of Title 13 NYCRR.

      Register Apr 15, 2020

      Register PDF, pp. 16–19

Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

State Register notices matched to this citation. This is Register status evidence, not compiled regulation text: a notice does not by itself amend the text shown here.

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