New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 8005

Executive Department

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9 NYCRR 8005.1 - Applicability

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.2 - Evidence

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.3 - Hearings Generally

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Hearings Generally

(a) The Department shall coordinate with the Board in matters pertaining to the timely processing of parole revocation cases and revocation hearing schedules. As required and appropriate the Department shall also coordinate with the chief administrator of the courts or their designees, the State Office of Court Administration, or courts of law in regard to certain revocation hearings that are to be held in such court facilities.

(b) The Department will monitor the status of each revocation case and make efforts to ensure it remains appropriately designated per section 8004.2 of this Title.

(c) Inasmuch as the scheduling of the revocation hearings for each case may vary with their circumstances, the Department will endeavor to track relevant events such as releasee appearance or nonappearance in response to a notice of violation, the date and outcome of any relevant recognizance hearing, and the date and outcome of the preliminary hearing, if held. The Department should be prepared to provide such information upon request to the Board or a presiding officer.

9 NYCRR 8005.4 - Presiding officers at preliminary revocation hearings

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.5 - Party representation

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.6 - Scheduling of the Preliminary Revocation Hearing

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Scheduling of the Preliminary Revocation Hearing

(a) The preliminary revocation hearing shall be scheduled to take place according to the rules provided in this section, and other sections of this Part and Part 8004 of this Title as may be relevant to reasonably ensure substantial compliance with the Executive Law. Generally:

(1)Where the case may be designated as a technical violation case in which no reincarceration is possible:
(i)If the releasee appears as directed in response to a notice of violation, the preliminary hearing is to be scheduled to occur within 10 days of issuance of the notice.
(ii)If the releasee does not appear as described in paragraph (2) of subdivision (d) of section 8004.6 of this Title, no preliminary hearing is to be held as the violations shall be deemed sustained.
(2)Where the case may be designated as a technical violation case in which reincarceration is possible:
(i)If the releasee appears as directed in response to a notice of violation, the preliminary hearing is to be scheduled to occur within 10 days of issuance of the notice.
(ii)If the releasee does not appear as described in paragraph (2) of subdivision (d) of section 8004.7 of this Title and a parole warrant was issued, then upon completion of a recognizance hearing and an order from the court therefrom:

(a) If the releasee was ordered released by the court, the preliminary hearing is to be scheduled to occur within 10 days of the issuance of such order, or

(b)If the releasee was ordered by the court to be detained pending completion of their revocation case, the preliminary hearing is to be scheduled to occur within 5 days of the issuance of such order.

(iii) Nothing within this paragraph shall be construed as prohibiting the conduct of a preliminary hearing in absentia.

(3) Where the case may be designated as a non-technical violation case:

(i) If the Department proceeded by notice of violation and there is no parole warrant, the provisions of paragraph (2) of this subdivision shall apply.

(ii) If a parole warrant was issued and executed, then upon completion of a recognizance hearing and an order from the court therefrom,

(a)If the releasee was ordered released by the court, the preliminary hearing is to be scheduled to occur within 10 days of the issuance of such order, or

(b)If the releasee was ordered by the court to be detained pending completion of their revocation case, the preliminary hearing is to be scheduled to occur within 5 days of the issuance of such order.

(4)Should release on recognizance be ordered pursuant to the Executive Law but a court thereafter again consider the releasee’s detention prior to the preliminary hearing taking place, the preliminary hearing may be scheduled or rescheduled to occur within 5 days of the court’s conclusion upon such new consideration if the releasee is ordered detained, or within 10 days of the court’s conclusion if the releasee is again ordered released. Nothing within this subdivision shall be interpreted to require a rescheduling of the preliminary hearing, or to require the scheduling of a new preliminary hearing where a preliminary hearing had commenced or been completed.
(5)The scheduling or conduct of a preliminary hearing for a releasee who has absconded from supervision and remains in such status or who is otherwise not within the convenience and practical control of the Department is not required during such period.
(6)Issuance of the notice of violation within the meaning of this subdivision occurs when the releasee has been served with such notice and: (i) has appeared as directed in response to a notice of violation; or (ii) has appeared in response to a notice of violation within no later than forty-eight hours of the directed time, but otherwise as directed. Issuance of the notice of violation may, however, be deemed by the Department or Board to have occurred prior to the date and time for which the releasee had been directed to appear in response to the notice of violation, in the event the preliminary hearing has been scheduled to occur upon such date.

(b) Location of the hearing.

(1)For any case in which no parole warrant has been issued or in which the releasee was ordered released on recognizance pursuant to the Executive Law, the preliminary hearing shall be scheduled and held in a courthouse, in cooperation with the chief administrator of the courts and the chief administrator's designees, provided, however, that if such a courthouse is not reasonably available for such hearing, the Department may designate a suitable office or other similar facility that is not a correctional facility, detention center or local correctional facility for such hearing.
(2)Notwithstanding paragraph (1) of this subdivision, the preliminary hearing may, in the Department’s discretion and as appropriate, be scheduled and held in a residential treatment facility, or a nursing, medical or mental health facility, as the case may be, where it is reasonably likely that the releasee will remain in custody or residence therein irrespective of the issuance of a parole warrant or the decision on recognizance pursuant to the Executive Law. Subsequent changes in a releasee’s custodial or residential status shall permit the Department reasonable extension of time for scheduling or rescheduling at another appropriate location.

(c) The right to a preliminary hearing may be waived. The waiver of a preliminary hearing may be made either in writing on forms provided, or orally on the record at any appearance in response to a notice of violation, the recognizance hearing or the preliminary hearing.

(d) An adjournment may be granted at the preliminary hearing for the releasee to obtain counsel or for good cause shown. An attorney who represents the releasee may only obtain an adjournment for good cause prior to the scheduled date of a preliminary hearing by contacting the hearing coordinator.

(e) There shall be good cause to extend the time in which the preliminary hearing is scheduled to occur where reasonably necessary to allow for its conduct at the appropriate location and facility.

9 NYCRR 8005.7 - Conduct of the preliminary revocation hearing

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.15 - Presiding officers at final revocation hearings

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.16 - Party representation

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.17 - Earlier source heading: Scheduling of the final revocation hearing

Related State Register notice: Adopted rule CCS-27-23-00002-A. Published Oct 25, 2023. Notice effective date: Oct 25, 2023.

Source version current through Oct 25, 2023

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 25, 2023
Related Register notice
CCS-27-23-00002-A · Adopted rule
Related notice published
Oct 25, 2023
Related notice effective date
Oct 25, 2023

Current section text is not available here.

9 NYCRR 8005.18 - Notice of Final Revocation Hearings

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Notice of Final Revocation Hearings

(a) The alleged violator and an attorney who has filed a notice of appearance in accordance with rules of the Board shall be given written notice of the date, place and time of the final revocation hearing. Such notice shall occur at the conclusion of the preliminary revocation hearing where a preponderance of the evidence has been found, upon the waiver of such hearing or earlier. Additional or revised notice thereafter is timely where it is in reasonable advance of the final hearing under the totality of the circumstances.

(b) Notice to the alleged violator shall also include notice of the purpose of the final hearing, a statement of the conditions of release that are alleged to have been violated and in what manner, and identification of the alleged violator’s rights at a final revocation hearing, which are those listed in subdivision (c) of section 8004.4 of this Title and include a right to present mitigating evidence relevant to the possible restoration to supervision

(c) Notice to the alleged violator shall include the name and contact details for institutional defenders or assigned private counsel, as the case may be, except that such notice is not required where an attorney has filed a notice of appearance in the matter or representation by counsel has otherwise been established.

(d) The notice to the alleged violator required by this section may be provided through the notice of violation, violation of release report or other documents, and nothing herein shall be construed as requiring duplicate notice, or written notice of adjourned or continuation dates where such information has been adequately conveyed to the releasee or counsel on the record.

(e) As far as practicable or feasible, any additional documents having been collected or prepared that support the violation charges shall be delivered to the releasee but need not be included with the notice in regard to the final hearing.

9 NYCRR 8005.19 - Conduct of the final revocation hearing

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.20

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

(a) If the presiding officer is not satisfied that there is clear and convincing evidence in support of any of the violation charges, they must dismiss the charges and restore the releasee to supervision.

(b) If the presiding officer is satisfied that there clear and convincing evidence in support of a violation charge or charges, and that the alleged violator violated one or more of the conditions of release in an important respect, they shall so find.

(c) Where one or more charges of violation are sustained pursuant to subdivision (b) of this section, the presiding officer shall revoke the violator's release. Upon a decision to revoke the violator's release and following consideration of relevant mitigating and aggravating factors as set forth in subdivision (g) of this section, the presiding officer may: (1) restore such violator to supervision, and in their discretion impose conditions directly related to such restoration, including but not limited to direction that the releasee cooperate with re-entry services provided in the community by a qualified non-profit agency; or (2) where reincarceration is permitted, impose one or more time assessments. The presiding officer shall impose the least restrictive reasonable sanction.

(d) Notwithstanding any other provisions of this Part, if in a case alleging non-technical violations the alleged violator, the Department and the presiding officer agree, the alleged violator’s release may be revoked upon a guilty plea to a charge other than one alleging conduct that would constitute a felony or misdemeanor offense but with the understanding that they will be deemed, and treated as, a non-technical violator. In such case if a period of reincarceration is directed, it shall be for no less than 3 months.

(e) Time assessments.

(1)A time assessment may be imposed for each such sustained violation wherein reincarceration is permitted by the sustaining of such charge. When there is more than one time assessment imposed in the case, such time assessments will run concurrently.
(2)Technical violation cases.
(i)Where one or more violation charges are sustained in a technical violation case for which reincarceration may have been possible, those current sustained charges and sustained charges in all prior revocation cases on the instant term(s) must be reviewed to determine whether reincarceration is a permitted disposition in the current case, with the following understanding: no period of reincarceration may be imposed for the first and second substantiated technical violations for which incarceration may be imposed; up to seven days reincarceration may be imposed for the third substantiated technical violation for which incarceration may be imposed; up to fifteen days reincarceration may be imposed for the fourth substantiated technical violation for which incarceration may be imposed; up to thirty days reincarceration may be imposed for the fifth and subsequent substantiated technical violations for which incarceration may be imposed.
(ii)Upon the review in subparagraph (i) of this paragraph, the presiding officer may impose a time assessment only where there are at least three qualifying “for which incarceration may be imposed” violations sustained within the current case, or at least one such charge sustained in the current case which may be combined with such qualifying sustained prior violations on the instant term(s) as to reach the threshold of three sustained such violations.
(iii)Notwithstanding the above, in any case wherein a charge of absconding from supervision is sustained, a time assessment may be imposed, with the following understanding: up to seven days reincarceration may be imposed for the first absconding violation, up to fifteen days reincarceration may be imposed for the second absconding violation, and up to thirty days reincarceration may be imposed for the third or any subsequent absconding violation. Where a charge or charges of absconding are sustained in the current case, prior sustained absconding violations shall be considered in accordance with this subparagraph but any absconding violation shall be considered in accord with subparagraph (i) of this paragraph where a greater time assessment may result and provided moreover, nothing herein shall be construed as prohibiting any other time assessments in such matter in accord with subparagraph (i) of this paragraph.
(iv)Where one or more time assessments are imposed in these cases, they are to be imposed in accordance with the understandings in this paragraph, with a presumption, in such instance, that the maximum available period(s) of reincarceration will be imposed.
(3)Non-technical violation cases.
(i)Where one or more non-technical violation charges alleging the commission of a new felony or misdemeanor offense are sustained in the current case, a time assessment for each such violation may be imposed, which shall be: no less than 6 months for a misdemeanor except one under Penal Law Article 130; no less than 12 months for any felony, or for any misdemeanor under Article 130.
(ii)Where the violator is serving a sentence for an offense defined in article 130 of the penal law or section 255.26 or 255.27 of such law, and the sustained charge(s) are considered non-technical in accordance with subdivision (a) of section 8004.8 and are not for a felony or misdemeanor offense, a time assessment for each such violation may be imposed, which shall be no less than 6 months.
(iii)Nothing herein shall be construed as prohibiting other time assessments in the case as may appropriately correspond to any sustained technical violation charges.

(f) No violator shall be restored to supervision in the community upon a decision revoking such violator's release unless the presiding officer concludes that such violator's needs, as related to the violative behavior, could be appropriately addressed in the community with community supervision and that a restoration to supervision would not have an adverse effect on public safety and public confidence in the integrity of the criminal justice system. The presiding officer may, when directing that the violator be restored to supervision, impose appropriate special conditions of release. Such conditions may be modified or removed, solely upon the initiation of the Department, by a member or members of the Board of Parole.

(g) Mitigating and aggravating factors. Where one or more charges of violation are sustained pursuant to subdivision (b) of this section and the violator’s release is revoked, the resulting disposition shall be in the interests of public safety and justice. In all cases the presiding officer will consider mitigating and aggravating factors in determining the appropriate sanction. These factors include, but are not limited to:

(1)Mitigating Factors:
(i)Length of time the violator has spent in custody due to the parole warrant
(ii)Violator has been deemed to have the lowest supervision risk level as determined by the assessment tool utilized by the Department
(iii)Violator was the primary caregiver of a dependent person immediately prior to having been incarcerated on the parole violation warrant, and if restored to supervision has a residence and means of support so that they would continue to care for the dependent person
(iv)Absconder who voluntarily surrendered
(v)A violator whose medical or psychiatric needs would be most appropriately and safely addressed through continued community supervision
(vi)No prior sustained violations on the instant offense term
(vii)Employed/attending school
(viii)Diligent program participation prior to current warrant issuance
(ix)Stable residence
(x)Lack of criminal history other than the instant offense
(xi)Length of time on supervision between last date of release and earliest date of current alleged violation
(xii)General adjustment to supervision
(xiii)Violator acknowledged responsibility for conduct
(xiv)Cooperation with law enforcement or a prosecutorial agency which the Department requests that the presiding officer consider as a mitigating factor
(2)Aggravating Factors:
(i)Violator has been deemed to have the highest supervision risk level as determined by the assessment tool utilized by the Department
(ii)Prior sustained violation(s)
(iii)Absconder who did not voluntarily surrender
(iv)Physical evasion of or physical resistance to a parole, police or peace officer
(v)Length of time on supervision between last date of release and earliest date of current alleged violation
(vi)Tampering with or removal of GPS/electronic monitoring device
(vii)Criminal history
(viii)Prior history of absconding
(ix)History of domestic violence
(x)General adjustment to supervision

(h) Decision. The decision made pursuant to subdivision (c) of this section shall be in writing, or stated on the record of the hearing, and shall state the evidence relied upon and the reasons for the revocation of community supervision, and the reasons for the disposition made.

(i) Notification. As soon as practicable after a final revocation hearing, the releasee and their attorney shall be advised in writing of the revocation hearing decision, including the reason for the determination and the evidence relied upon.

(j) A final decision made by a presiding officer pursuant to this section shall be binding in all instances and deemed a decision of the Board for purposes of this Part.

9 NYCRR 8005.21 - Relevant nonprofit service providers

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

9 NYCRR 8005.22 - Delinquent time case review

Related State Register notice: Adopted rule CCS-08-22-00007-A. Published May 3, 2023. Notice effective date: May 3, 2023.

Source version current through May 15, 2022

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
May 15, 2022
Related Register notice
CCS-08-22-00007-A · Adopted rule
Related notice published
May 3, 2023
Related notice effective date
May 3, 2023

Current section text is not available here.

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