New York regulations

Title 9 Part 6403

Executive Department

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9 sections

Compiled text through Mar 31, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

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9 NYCRR 6403.0 - Purpose

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Jun 6, 2026

The purpose of this Part is to set forth the general regulations that govern the operations and procedures of the New York State Council on the Arts, a State agency.

9 NYCRR 6403.1 - Definitions

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May 19, 2026

For the purposes of this Part:

(a)The term

council means the governing body of the New York State Council on the Arts. The council shall consist of 20 individuals appointed by the Governor.

(b)The term

council committees means the committees that are established to review funding requests from the individual program departments of the council. Council committees are composed of members of the council and they review and vote upon each request for funding in each application after it has been reviewed by the council's staff and the appropriate advisory panel. Each council committee makes funding recommendations to the council. Each council committee shall have at least five members, all of whom shall be members of the council.

(c)The term

advisory panel means an advisory body of the council that reviews the requests for funding in each application after it has been reviewed by members of the council staff. Advisory panels are composed of qualified individuals selected by the chairman and approved by the council to collectively advise and assist the council in the cultural funding process.

(d)The term

funding request means a request or application for public funds by an applicant to the council in order to accomplish a public purpose for the cultural benefit of the people of the State of New York.

(e)The term

grant means an allocation of funds by the council to an applicant pursuant to a cultural services contract to accomplish a public purpose of support and stimulation of the arts.

(f)The term

cultural services contract means a contract between a recipient of public funds and the council on behalf of the State of New York.

9 NYCRR 6403.2 - Meetings

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Mar 31, 2022
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(a)The council and council committees.
(1)Open meetings. The council and council committees are public bodies as defined by section 102(2) of the Open Meetings Law. All meetings of the council and council committees shall be open to members of the public in accordance with section 103(a) of the Open Meetings Law.
(2)Public notice. The council shall provide advance notice of council and council committee meetings to the public and to the news media by publishing the time and place of all such meetings in its newsletters, press releases and by other means to provide sufficient public notice pursuant to section 104 of the Open Meetings Law.
(3)Executive sessions. Upon a majority vote of the total authorized membership of the council or a council committee taken in an open meeting pursuant to section 105(1) of the Open Meetings Law, identifying the particular subject matter to be discussed and the specific grounds authorizing executive session, the council or any council committee may conduct an executive session in accordance with section 105(1)(f) of the Open Meetings Law. Section 105(1)(f) of the Open Meetings Law permits the council and council committees to conduct executive sessions when discussing:
(i)the medical, financial, credit or employment history of a particular applicant for funding, or an officer or employee of such applicant; or
(ii)matters leading to the appointment, employment, promotion, discipline, suspension, dismissal or removal of a particular applicant for funding or an officer or employee of such applicant. The council or council committees may also conduct executive sessions in accordance with the other subsections of section 105 of the Open Meetings Law.
(4)Minutes. The council shall maintain and publish minutes of all open and executive sessions of the council and council committees pursuant to section 106 of the Open Meetings Law. Minutes taken at open meetings shall contain a summary of all motions, proposals, resolutions and any other matter formally voted upon and the vote thereon. Minutes shall be taken at executive sessions of any action that is taken by formal vote which shall consist of a record or summary of the final determination of such actions, and the date and vote thereon; provided, however, that such summary need not include any matter which is not required to be made public by the Freedom of Information Law.
(b)The council advisory panels.

The advisory panels shall act as advisory bodies of the council and shall review and analyze information that is collected by the staff with respect to applicants for council funding. The advisory panels shall review each request for funding and submit final recommendations to the appropriate council committee. The council committees shall consider the recommendations of the advisory panels and the basis for such recommendations. The advice and recommendations of the advisory panels are not final determinations of the council. Meetings of the advisory panels may be conducted in private pursuant to the council's authority under the Arts and Cultural Affairs Law, section 3.05(4).

9 NYCRR 6403.3 - Quorums and voting

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Mar 31, 2022
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(a)The council and council committees shall convene, conduct business, vote and act in accordance with the quorum and voting provisions of section 41 of the General Construction Law.
(1)The council.
(i)Quorums and voting. The council shall convene and conduct business and vote on council matters only in the presence of a quorum consisting of an absolute majority of the total authorized membership of the council. The council shall act only upon the vote of an absolute majority of the total authorized membership of the council.
(b)Council committees.
(1)Quorums and voting. Each council committee shall convene and conduct business and vote on council matters only in the presence of a quorum consisting of an absolute majority of the total authorized membership of the council committee. Each council committee shall act only upon the vote of an absolute majority of the total authorized membership of the council committee.

9 NYCRR 6403.4 - Advisory panel selection and membership

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Mar 31, 2022
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(a)Qualifications.

The advisory panels shall consist of individuals from the public who are qualified and knowledgeable in their particular field of endeavor pertaining to the arts, selected to review the funding applications in their particular program area.

(b)Selection.

Advisory panelists shall be chosen by the chairman with the approval of the council. The council shall solicit annually nominations of panelists from the staff, current panelists, council members and members of the arts constituency and the general public.

(1)Solicitation of nominations.

The council shall actively solicit nominations for qualified advisory panelists through its newsletter, press releases and other publications, and shall inform all parties and members of the public of the appropriate time to submit nominations.

(2)Nominations.

Nominations for advisory panelists shall be made in writing, shall state the qualifications of the nominee and shall include a resume of the person being nominated. An individual may nominate himself or herself. Nominations shall be sent or delivered to the executive director's office at the council.

(c)Membership.

The term of each advisory panel member is one year. Members may be reappointed by the chairman with the approval of the council for a term of up to three years. In general, a panelist serving three consecutive years will not be reappointed. Each advisory panel shall have no fewer than seven members and no more than fifteen members. Vacancies which arise on any advisory panel shall be filled or left vacant at the discretion of the chairman.

(d)Unaffiliated members.

The chairman shall use his or her best efforts to appoint at least two unaffiliated members who are not affiliated with any applicant reviewed by the advisory panel on which he or she sits. Affiliation is further defined in the council's code of ethics. Each panelist shall be required to act with utmost impartiality with respect to all applications, including the applications of other affiliated panelists.

9 NYCRR 6403.5 - Council guidelines

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Executive Department
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Mar 31, 2022
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Jun 6, 2026

The council shall publish guidelines at least biennially. The purpose of the council's guidelines shall be to provide all interested members of the public with a general overview of the council's operations and procedures. Copies of the guidelines shall be available during regular business hours at the office of the council upon request. The guidelines shall include the following information:

(a)Description of council programs.

The guidelines shall include information about the various artistic programs of the council and the specific funding categories within each such program.

(b)Eligibility criteria.

The guidelines shall identify the specific criteria which will be used to determine the eligibility of organizations which apply to the council for funding. Eligibility criteria may vary from year to year depending on the language of the annual appropriations bill passed by the New York State Legislature. Eligibility is limited to nonprofit organizations.

(c)Funding policy and funding criteria.

The guidelines shall contain:

(1)a general statement of the council's funding policy; and
(2)the particular funding criteria, priorities and restrictions to be taken into account in reaching its decisions in each individual program. The council's funding policy, substantive criteria and restrictions shall, inter alia, implement and apply the intentions of the New York State Legislature as set forth in legislation and the annual appropriations bill and as defined by the council and the New York State Division of the Budget.
(i)Funding criteria. The council will, without limitation, take the following factors into account in making its funding decisions on the basis of the criteria prescribed by the individual program guidelines:
(a)quality of the program proposed by the applicant;
(b)managerial and fiscal competence of the applicant, including its capability to carry out the proposed project(s);
(c)service to the public which will result from the applicant's proposed project(s), including number of people served, and the applicant's efforts to widen and/or diversify its audience. In determining whether a proposed project will provide a service to the public, the phrase public performance should be understood to mean an activity that is open to the general public and to which any interested person has access. It does not include activities for which attendance is not voluntary or for which institutional membership is a requirement for admission;
(d)nature and extent of the applicant's planned efforts to educate, interpret and orient the public about the proposed project;
(e)scarcity or availability of comparable services in the same geographic area; and
(f)nature and extent of other available public and private support, whether monetary, in-kind, membership or other.
(ii)Funding restrictions. The council will, without limitation, take the following funding restrictions into account in making its funding decisions. The council is unable or unlikely to fund:
(a)requests for capital expenditures;
(b)requests for major expenditures for the establishment of new organizations;
(c)requests for programs of public school districts or their components or affiliates;
(d)requests for programs of public universities or their affiliates or of New York State agencies and departments;
(e)requests for operating expenses and fellowships at professional training schools that are not open to the general public;
(f)requests for activities restricted to an organization's membership (funded activities must be open to the general public and advertised as such);
(g)requests for programs that are essentially recreational, rehabilitational or therapeutic;
(h)requests for operating expenses or privately owned facilities ( e.g., homes and studios);
(i)requests that are greater than an organization's total operating expenses minus total operating income;
(j)requests for those portions of the budgets of organizations that are not directed toward programs in New York State; and
(k)requests for entertainment costs (e.g., theatre parties, museum openings, receptions and fundraising benefits).
(d)Council organization.

The guidelines shall include an overview of the council's review process and a description of the functions of the staff, the advisory panels, the council committees and the council. The guidelines shall also outline the requirements of the application process for those who wish to apply for funds in accordance with this section. The guidelines shall further contain a brief description of the cultural services contract which funded organizations must execute upon receiving funding from the council and shall outline the grounds for appeal and the process which is available to applicants who wish to appeal a funding decision of the council.

(e)Forms and instructions.

The guidelines shall include or describe the necessary application forms and provide explanatory instructions for completing such forms.

(f)Open meetings.

The guidelines shall inform the public of the council's open meeting policy as stated in section 6403.2 of this Part.

(g)Freedom of information.

The guidelines shall inform the public of the right to obtain access to records and documents in accordance with the Freedom of Information Law.

9 NYCRR 6403.6 - Funding decisions

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Executive Department
Text status
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Mar 31, 2022
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July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Jun 6, 2026
(a)Notification.

The council shall notify each applicant of its funding decision in writing within 30 days of the council meeting at which the final decision is made.

(b)Statement of reasons.

Upon written request, an applicant that has been denied funding or that receives a grant for less than the requested amount, shall receive a written explanation of the council's decision within 60 days of such request. Such explanation shall include a statement of the facts and findings relied upon, and the reasons underlying the council's decisions.

9 NYCRR 6403.7 - Cultural services contract

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Executive Department
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Mar 31, 2022
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July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Jun 6, 2026

Applicants that receive favorable funding decisions from the council must enter into a cultural services contract with the council, detailing the obligations of the applicant upon receiving its grant. All cultural services contracts require compliance with the New York State Finance Law and the New York State Labor Law and prohibit discrimination by recipients of council funds based on race, creed, color, national origin, sex, age, disability or marital status.

9 NYCRR 6403.8 - Severability

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Dates and status
Compiling agency
Executive Department
Text status
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Compiled text through
Mar 31, 2022
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July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Jun 6, 2026

If any provision of this Part or the application thereof to any person or circumstance is judged invalid by a court of competent jurisdiction, such judgment shall not affect or impair the validity of the other provisions of this Part or the application thereof to other persons or circumstances.

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