New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 5310

Executive Department

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3 sections

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Source version current through Nov 15, 2021

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9 NYCRR 5310.1 - Labor organization registration

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Nov 15, 2021
Related Register notice
SGC-28-16-00010-A · Adopted rule
Related notice published
Sep 21, 2016
Related notice effective date
Sep 21, 2016
(a)A labor organization, union or affiliate seeking to represent employees who are employed in a gaming facility by a gaming facility licensee, shall file biennially with the commission a labor organization registration statement the commission supplies and may amend when necessary.
(b)A labor organization registration statement shall include, without limitation, the following:
(1)names and addresses of labor organizations, unions or affiliates associated with the registrant;
(2)information as to whether the registrant is involved or seeking to be involved actively, directly or substantially in the control or direction of the representation of any employee licensed by the commission and employed by a gaming facility licensee;
(3)information as to whether the registrant holds, directly or indirectly, any financial interest whatsoever in the gaming facility licensee;
(4)names of any pension and welfare systems maintained by the registrant and all officers and agents of such organizations and systems;
(5)names of all officers, agents and principal employees of the registrant; and
(6)such other information the commission may require.
(c)A labor organization, union or affiliate may satisfy the requirements of paragraphs (b)(1)-(6) of this section by providing the commission a copy of a report, or relevant portion thereof, filed with the United States Secretary of Labor pursuant to 29 USC 431 et seq. (Labor-Management Reporting and Disclosure Act).
(d)A labor organization, union or affiliate that meets the exemptions set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 1330(1) may, upon petition to the commission, be exempted from the registration requirements set forth in subdivisions (a) and (b) of this section.

9 NYCRR 5310.2 - Labor organization officers, agents and principal employees

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Nov 15, 2021
Related Register notice
SGC-28-16-00010-A · Adopted rule
Related notice published
Sep 21, 2016
Related notice effective date
Sep 21, 2016
(a)Each officer, agent and principal employee of a labor organization, union or affiliate registered or required to be registered pursuant to this Part shall:
(1)file with the commission a labor organization individual disclosure form the commission supplies and may amend from when necessary; and
(2)be qualified in accordance with criteria set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 1318, unless the commission waives such qualification in accordance with Racing, Pari-Mutual Wagering and Breeding Law section 1330(2).
(b)Notwithstanding subdivision (a) of this section, a labor organization individual disclosure form shall not be filed by an officer, agent or principal employee of a labor organization, union or affiliate who exercises no authority, discretion or influence over the operation of such labor organization with regard to any employment matters relating to licensed gaming facility employees.

9 NYCRR 5310.3 - Authorized representative access

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Nov 15, 2021
Related Register notice
SGC-28-16-00010-A · Adopted rule
Related notice published
Sep 21, 2016
Related notice effective date
Sep 21, 2016

A gaming facility licensee shall grant authorized representatives of a labor organization, union or affiliate registered pursuant to this Part access to non-sensitive, back-of-house areas within the gaming facility to permit meetings with their members.

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