9 NYCRR Part 5308 - Executive Department

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Source versions current through Nov 15, 2021 - Mar 31, 2022 across sections

Sections in this Part carry different compiled dates; each section shows its own.

9 NYCRR 5308.1 - Permissible junket activity

Source version current through Nov 15, 2021

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Nov 15, 2021
Related Register notice: SGC-28-16-00009-A · Adopted rule
Related notice published: Sep 21, 2016
Related notice effective date: Sep 21, 2016

A junket, junket enterprise or junket representative, as such terms are defined in Racing, Pari-Mutuel Wagering and Breeding Law section 1301(29), (30) and (31), shall be organized or participate with a gaming facility licensee only in accordance with Racing, Pari-Mutuel Wagering and Breeding Law section 1328.

9 NYCRR 5308.2 - License or registration of junket operator

Source version current through Nov 15, 2021

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Nov 15, 2021
Related Register notice: SGC-28-16-00009-A · Adopted rule
Related notice published: Sep 21, 2016
Related notice effective date: Sep 21, 2016

(a)A junket representative who is employed by a gaming facility licensee, an applicant for a gaming facility license or an affiliate of a gaming facility licensee, is required to be licensed as, and meet the qualifications of, a casino key employee in accordance with Part 5304 of this Title, except that a junket representative does not need to fulfill the residency requirement of a casino key employee.

(b)A junket enterprise and any junket representative not employed by a gaming facility licensee, applicant for a gaming facility license or junket enterprise, is required to be licensed as, and meet the qualifications of, an ancillary casino vendor as set forth in Part 5307 of this Title.

(c)A non-supervisory employee of a junket enterprise or junket representative is required to be registered as, and meet the qualifications of, a non-gaming employee as set forth in Part 5306 of this Title.

(d)In addition to the requirements set forth in subdivisions (a) and (b) of this section, such applicants must submit a statement in writing affirming the applicant’s agreement to submit to the jurisdiction of, and service of process in, the State of New York.

9 NYCRR 5308.3 - Waiver

Source version current through Nov 15, 2021

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Nov 15, 2021
Related Register notice: SGC-28-16-00009-A · Adopted rule
Related notice published: Sep 21, 2016
Related notice effective date: Sep 21, 2016

Upon petition by a gaming facility licensee in accordance with Racing, Pari-Mutuel Wagering and Breeding Law section 1328(13), the commission may exempt arrangements otherwise included within the definition of junket from compliance with this Part.

9 NYCRR 5308.4 - Agreement

Source version current through Nov 15, 2021

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Nov 15, 2021
Related Register notice: SGC-28-16-00009-A · Adopted rule
Related notice published: Sep 21, 2016
Related notice effective date: Sep 21, 2016

(a)A gaming facility licensee shall participate in a junket pursuant to a junket operator agreement with a junket representative or junket enterprise licensed in accordance with section 5308.2 of this Part. The junket operator agreement shall be filed with the commission prior to the commencement of the junket.

(b)The term of a junket operator agreement shall not exceed the expiration date of the junket representative or junket enterprise license or registration related thereto.

(c)A gaming facility licensee must notify the commission of any change to a junket operator agreement no later than three days before the commencement of the first junket arrangement subject to the revised terms.

(d)A gaming facility licensee must notify the commission of the termination of any junket operator agreement no later than five days after such termination.

9 NYCRR 5308.5 - Reporting

Source version current through Mar 31, 2022

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Mar 31, 2022
Related Register notice: SGC-28-16-00009-A · Adopted rule
Related notice published: Sep 21, 2016
Related notice effective date: Sep 21, 2016

(a)Junket operator report.

A gaming facility licensee shall submit a quarterly report to the commission describing the operation of any junket representative or junket enterprise engaged on its premises, which report shall include:

(1)name of each licensed junket representative or junket enterprise;

(2)status of current relationship with each junket representative or junket enterprise;

(3)compensation paid in that quarter to each junket representative or junket enterprise;

(4)number of preferred guests attributed to each junket representative or junket enterprise;

(5)arrival and departure time and date of each junket representative or junket enterprise;

(6)list of gaming facility licensee employees acting as junket representatives; and

(7)such other information the commission may require.

(b)Patron list.

A gaming facility licensee, junket representative and junket enterprise shall submit a quarterly report to the commission identifying any list of junket patrons or potential junket patrons purchased directly or indirectly by the gaming facility licensee, junket representative or junket enterprise, which report shall include:

(1)name and address of the person or enterprise selling the list;

(2)purchase price paid for the list or any other terms of compensation related to the transaction;

(3)date of purchase of the list; and

(4)zip codes of all junket patrons or potential junket patrons.

(c)Junket patron report.

The junket patron report shall be made available to the on-site commission staff. The report shall include:

(1)information relating to each junket patron, including without limitation:

(i)name;

(ii)date of birth;

(iii)citizenship;

(iv)address of usual place of residence; and

(v)identity card, passport, taxpayer identification or any other government-issued identity document as evidence of such patron’s nationality or residence and bearing a photograph of the individual;

(2)date and time of arrival of each patron when on a junket at the gaming facility;

(3)name and license number of each junket representative accompanying a patron; and

(4)amount and type of commission, rebate or complimentary given to each patron.

9 NYCRR 5308.6 - Junket operator prohibitions

Source version current through Nov 15, 2021

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Nov 15, 2021
Related Register notice: SGC-28-16-00009-A · Adopted rule
Related notice published: Sep 21, 2016
Related notice effective date: Sep 21, 2016

No junket enterprise or junket representative or person acting as a junket representative may engage in the activities set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 1328(14).

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