9 NYCRR Part 5306 - Executive Department

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Source versions current through Nov 15, 2021 - Sep 30, 2026 across sections

Sections in this Part carry different compiled dates; each section shows its own.

9 NYCRR 5306.1 - Persons required to register as a non-gaming employee

Source version current through Nov 15, 2021

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Nov 15, 2021
Related Register notice: SGC-09-18-00005-RP · Revised rulemaking
Related notice published: Jan 16, 2019

A person, as defined in section 5300.1 of this Title, is required to obtain a non-gaming employee registration prior to being involved in any non-gaming activities at a gaming facility.

9 NYCRR 5306.2 - Standards for issuance of a non-gaming employee registration.

Source version current through Sep 30, 2026

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Sep 30, 2026
Related Register notice: SGC-40-22-00009-A · Adopted rule
Related notice published: Dec 28, 2022
Related notice effective date: Dec 28, 2022

Standards for issuance of a non-gaming employee registration.

(a)Each applicant for a non-gaming employee registration shall produce such information, documentation and assurances as requested by the commission concerning the qualification criteria set forth in sections 5303.1 through 5303.6 of this Subchapter.

(b)Subsequent to the registration of a non-gaming employee, the commission may revoke, suspend, limit or otherwise restrict the registration upon a finding that the registrant is disqualified on the basis of the criteria contained in Racing, Pari-Mutuel Wagering and Breeding Law section 1318.

(c)Notwithstanding subdivision (b) of this section, a non-gaming employee registration shall not be denied or revoked on the basis of a misdemeanor conviction or the commission of any act or acts that would constitute any offense described in Racing, Pari-Mutuel Wagering and Breeding Law section 1318 if the applicant has, in the judgment of the commission, affirmatively demonstrated the applicant’s rehabilitation pursuant to article 23-A of the Correction Law.

9 NYCRR 5306.3 - Non-gaming employee registration forms.

Source version current through Sep 30, 2026

A matched Register action is not later than the compiled-text reference date.

Top

Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Sep 30, 2026
Related Register notice: SGC-40-22-00009-A · Adopted rule
Related notice published: Dec 28, 2022
Related notice effective date: Dec 28, 2022

Non-gaming employee registration forms.

(a)A non-gaming employee registration applicant shall be required to file a non-gaming employee registration form that the commission supplies and may amend from time to time.

(b)Each non-gaming employee registrant is required to provide complete and accurate responses to the registration form, including, without limitation, disclosing any criminal convictions and other misconduct of the applicant.

(c)Each non-gaming employee registrant is required to fill out the registration form completely and accurately. Incomplete or misleading information supplied on the registration form may result in the denial of the application.

(d)The commission may determine, in its discretion, upon the review of the application, including the criminal history fingerprint results, that further background investigation of a non-gaming employee is not necessary.

9 NYCRR 5306.4 - Duration of registration.

Source version current through Sep 30, 2026

A matched Register action is not later than the compiled-text reference date.

Top

Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Sep 30, 2026
Related Register notice: SGC-40-22-00009-A · Adopted rule
Related notice published: Dec 28, 2022
Related notice effective date: Dec 28, 2022

Duration of registration.

(a)Non-gaming registrations shall remain valid for five years unless suspended or revoked. If a non-gaming registrant has not been employed in any position within a gaming facility for a period of three years, the registration of that non-gaming registrant shall lapse.

(b)Each non-gaming registration shall indicate an expiration date on the registration.

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