New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 4814

Executive Department

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9 NYCRR 4814.1 - Form for application

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NYCRR title agency
Executive Department
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Section source receipt
Source version current through
Sep 15, 2021

Application for a license as an authorized commercial lessor shall be made on form BC-101, as prescribed by the commission. The original application with supporting material as set forth in this Part shall be filed with the licensing authority of the municipality where the premises are located and one copy with supporting material with the commission.

9 NYCRR 4814.2 - Bingo rental statement

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NYCRR title agency
Executive Department
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Section source receipt
Source version current through
Sep 15, 2021

Each application shall be accompanied by a bingo rental statement on form BC-102, as prescribed by the commission.

9 NYCRR 4814.3 - Individual and business entity statement

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Executive Department
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Section source receipt
Source version current through
Sep 15, 2021

Where the applicant is an individual, the application shall be accompanied by an individual statement on form BC-103, as prescribed by the commission. Where the applicant is a partnership, association, joint venture or any business entity other than a corporation, the application shall be accompanied by a business entity statement on form BC-104, as prescribed by the commission. Each person named in form BC-104 shall file an individual statement on form BC-103.

9 NYCRR 4814.4 - Corporation statement

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Executive Department
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Source version current through
Sep 15, 2021

If the applicant is a corporation, the application shall be accompanied by a corporation statement on form BC-105, as prescribed by the commission. Each stockholder shall file an individual statement on form BC-103. The application shall also be accompanied by a list of employees, agents or representatives on form BC-108.

9 NYCRR 4814.6 - Requisites for license

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Executive Department
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Section source receipt
Source version current through
Sep 15, 2021

No license as an authorized commercial lessor shall be granted:

(a)if any person whose signature or name appears in the application is not in all respects the real party in interest or if the person so signing or named in the application is an undisclosed agent or trustee for any such real party in interest; and
(b)unless the licensing authority of the municipality where the premises are located shall determine after thorough investigation that the applicant satisfies the requirements for an authorized commercial lessor as defined in section 476 of the Bingo Licensing Law; and
(c)unless the licensing authority of the municipality where the premises are located has received an approved schedule of maximum rentals for the premises concerned from the commission; and
(d)unless the licensing authority of the municipality where the premises are located has found and determined that at the time of the issuance of an initial license that there is a public need and that public advantage will be served by the issuance of such license.

9 NYCRR 4814.7 - Hearings

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Executive Department
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Source version current through
Sep 15, 2021

The commission and the licensing authority of the municipality where the premises are located may hold hearings at which the applicant, or if the applicant is a corporation, its officers, directors and stockholders, shall appear and testify under oath respecting the contents of the application.

9 NYCRR 4814.8 - Issuance by clerk

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Executive Department
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Source version current through
Sep 15, 2021

When the licensing authority of the municipality where the premises are located has determined that the applicant possesses the requisite qualifications to receive a license, the licensing authority shall issue a license to an applicant as an authorized commercial lessor upon payment by the applicant of a license fee to be determined in accordance with the schedule contained in section 481 of the Bingo Licensing Law.

9 NYCRR 4814.9 - Disapproval procedure

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NYCRR title agency
Executive Department
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Source version current through
Sep 15, 2021

If the application is not approved, the licensing authority where the premises are located shall give due notice to the applicant, in writing, of a hearing to be held upon the qualifications of the applicant and the merits of the application.

9 NYCRR 4814.10 - Notification of racing and wagering commission

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NYCRR title agency
Executive Department
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Section source receipt
Source version current through
Sep 15, 2021

The licensing authority of the municipality where the premises are located shall notify the commission of the final determination respecting each license application received.

9 NYCRR 4814.11 - Grounds for revocation or suspension

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NYCRR title agency
Executive Department
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Section source receipt
Source version current through
Sep 15, 2021

Any license issued to an authorized commercial lessor, pursuant to the Bingo Licensing Law, may be revoked or suspended for such period of time as the licensing authority deems to be in the public interest for any of the following acts or omissions on the part of the licensee, its agents or employees, or any person required by the Bingo Licensing Law or this Chapter to sign or be identified in an original application for a license:

(a)any cause that would have permitted or required disqualification of the licensee from receiving a license upon original application;
(b)fraud, deceit or misrepresentation in securing the license or in the conduct of the licensee's activities or in connection with any application submitted to, or any inquiry, hearing or proceeding conducted by the licensing authority or the commission;
(c)failure by the licensee to maintain a complete set of books and records containing a true and accurate account of the licensee's receipts and disbursements arising out of its activities as an authorized commercial lessor;
(d)failure to keep said books and records available during business hours for inspection by the licensing authority or by the commission and their duly designated representatives until the expiration of the second calendar year following the calendar year during which the transactions reported therein occurred;
(e)violation of any provisions of the Bingo Licensing Law, this Chapter, or any lease executed pursuant to this Chapter.

9 NYCRR 4814.12 - Time during which license is effective

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NYCRR title agency
Executive Department
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Source version current through
Sep 15, 2021

A license as an authorized commercial lessor shall be valid for a period not exceeding one year or until revoked or suspended by the licensing authority or by the commission.

9 NYCRR 4814.13 - Limitation upon applicant for commercial license

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NYCRR title agency
Executive Department
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Section source receipt
Source version current through
Sep 15, 2021

No applicant for a license as an authorized commercial lessor shall rent, or allow the use of, the premises for which a license is sought, for the conduct of bingo. This section shall not apply to an applicant for the annual renewal of a commercial lessor's license.

9 NYCRR 4814.14 - License form

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NYCRR title agency
Executive Department
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Section source receipt
Source version current through
Sep 15, 2021

Licenses for authorized commercial lessors shall be issued on form BC-109 as prescribed by the commission.

9 NYCRR 4814.15 - Establishment of maximum rentals

Source version current through Mar 31, 2022

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NYCRR title agency
Executive Department
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Section source receipt
Source version current through
Mar 31, 2022

Upon receipt of a copy of an application for a license as an authorized commercial lessor, the commission shall determine the tentative maximum rental for the premises concerned and advise both the applicant and the licensing authority of such determination. The applicant shall be afforded a reasonable time within which to protest the tentative maximum rental by specifying the objections thereto and the grounds for such objections. In the absence of any such protest, the tentative maximum rental shall, without further notice, be deemed to be the final determination of the commission. The rental schedule is based upon a review of the bingo rental statement (form BC-102) and is determined on the basis of a 50-week year. The commission, in determining rental fees to be fair and reasonable, considers actual or estimated operating expenses and other income:

(a)Allowable operating expenses.
(1)Compensation, as it relates to the management of the bingo premises, that is computed on a per occasion basis. Management duties include, but are not limited to:
(i)responsibility for the cleanliness and proper maintenance of the premises;
(ii)supervision of other employees of the lessor;
(iii)receipt of the rent checks from the lessees and the preparation of the monthly rental statement;
(iv)computation and payment of salaries and wages paid to porters, matrons and security guards; and
(v)computation and payment of payroll taxes, including the applicant's contributions for social security, State and Federal unemployment insurance, disability benefits insurance and union welfare funds.
(2)Maintenance expenses, including services provided for cleaning, floor waxing, and other building-related service contracts that have been furnished to the commission and licensing municipality.
(3)Utility expenses, including the cost of providing adequate heat, air conditioning, light, electrical power and water.
(4)Repairs, including those repairs for which the applicant is responsible under its lease and that are not depreciable.
(5)Taxes, including real estate, occupancy, water and corporate franchise taxes, but not including income taxes.
(6)Interest on money borrowed at the current bank rate for operation of the bingo premises and interest on loans for initial conversion and leasehold acquisition, which may be amortized.
(7)Depreciation of buildings, furniture, equipment and major improvements under a reasonable use expectancy schedule approved by the commission.
(8)Accounting fees, provided the services are properly itemized.
(9)Insurance premiums paid for coverage that is reasonable and necessary for the operation of the bingo premises. To facilitate commission review, a copy of the broker's statement of the insurance premiums must be furnished to the commission. Insurance coverage or pension contributions for the benefit of the officers or principals of the applicant or their designees are prohibited.
(10)Legal fees, including those incurred in connection with the initial application for license, if reasonable. The commission may require, in some cases, that such costs be amortized.
(11)Rubbish removal expenses considered fair and reasonable. The municipal governing body or the commission may require a copy of the current contract, prior to approval.
(12)Telephone expenses considered necessary and reasonable.
(13)Supplies directly related to the operation of the bingo premises.
(14)License fees, as provided for in section 481 of the General Municipal Law.
(15)Other expenses such as postage, stationary, bank charges, permits and equipment rentals, when reasonable and properly itemized.
(16)Amortization. The cost of converting the subject premises for the conduct of bingo, or the cost of acquiring a leasehold interest may be recovered as a capital expenditure by amortization over a period of not less than 10 years, subject to commission approval. However, amortization is not considered an operating expense in the determination of the reasonable profit.
(17)Rental fees in the amount established in the lease between the applicant and the owner/lessor of the building, that are deemed reasonable by the commission. A copy of said lease shall be provided to the commission along with the application for commercial lessor's license. To determine the reasonableness of such rental fees, the commission may consider appraisals and the rental fees of other comparable premises. In cases where the principal(s) of the applicant is also the principal(s) owner or the lessor of the bingo premises, the commission will permit, in lieu of rent, those expenses relating only to the ownership of the premises. Such expenses are limited to mortgage interest, real estate taxes, depreciation and insurance.
(b)Other income.

The applicant must report all other income derived from the use of the premises. Such other income includes, but is not limited to:

(1)concession income, which includes:
(i)all income specified in the lease agreement between the applicant lessor and the operator of the food concession; and
(ii)all income derived from the food concession if such facility is wholly owned and operated by the applicant lessor; and
(2)income derived from rentals for purposes other than bingo, parking fees, vending machines and public telephone commissions.

9 NYCRR 4814.16 - Recapitulation of fees

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NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Sep 15, 2021

At the end of the license period, a recapitulation shall be made as between the licensee and the licensing authority with respect to the gross rental received during the license period and the license fee previously paid. Any deficiency of fee thereby established to be due shall be paid by the licensee and, should said licensee apply for a license for a subsequent year, and in that event only, shall any excess of fee be credited to said applicant.

9 NYCRR 4814.17 - Interest in another commercial bingo hall prohibited

Source version current through Sep 15, 2021

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Sep 15, 2021

No person, firm or corporation shall be eligible to receive or be issued a license as a commercial lessor if such person, firm, corporation, or officer, employee or stockholder thereof, or a person married or related in the first degree to such person, officer, employee or stockholder shall have any interest, direct or indirect, in another commercial bingo hall. The interest prohibited shall include, but not be limited to, the interest of the owner of the fee or sublessor of any premises that is to be used for the conduct of bingo, the interest of the owner or operator of the food and refreshments concession, or the interest of any person conducting any business activity in conjunction with the conduct of bingo.

9 NYCRR 4814.18 - Limitations on food concession owner and employees

Source version current through Sep 15, 2021

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Sep 15, 2021

No principal, employee or any other person having any interest in the food and refreshments concession of a licensed commercial lessor shall serve in any capacity on behalf of the licensed commercial lessor or have any proprietary interest in the licensed commercial lessor. These limitations do not apply where the food and refreshments facility is wholly owned and operated by the licensed commercial lessor.

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