New York regulations

Title 9 Part 468

Executive Department

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6 sections

Compiled text through Aug 15, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

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9 NYCRR 468.1 - Purpose and scope

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Jun 6, 2026

Pursuant to section 114 of the Indian Law, the Superintendent of State Police has the responsibility to determine the minimum police training standards for the appointment of police officers to the St. Regis Mohawk Tribe Police Department, and the discretion to appoint police officers to the Tribe Police Department and to suspend or revoke such appointments.

9 NYCRR 468.2 - Definitions

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May 19, 2026

Unless the context requires otherwise, the definitions used in this Part have the following meanings:

(a)Division means the New York State Police, as established by section 210 of the Executive Law.
(b)Superintendent means the head of the New York State Police, as established by section 210 of the Executive Law.
(c)Division headquarters means the facility where the headquarters staff, as set forth in section 215, subdivision 1-a of the Executive Law, is housed and which facility is located at Building 22, 1220 Washington Ave., Albany, NY 12226-2252.
(d)Tribal Council means the Council of Chiefs of the Saint Regis Tribe, as set forth in article 8 of the Indian Law.
(e)Tribal Police Department means the police department established pursuant to section 114 of the Indian Law.
(f)Municipal Police Training Council means the council created under section 839 of the Executive Law.

9 NYCRR 468.3 - Establishment of Tribal Police Department

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(a)If the Tribal Council decides to establish a police department pursuant to section 114 of the Indian Law, it must provide to the superintendent a written notice of such establishment. The notice shall be delivered personally or by certified or registered mail to the Superintendent at Division Headquarters.
(1)The notice must specify the date on which the Tribal Police Department is established.
(2)The notice must indicate the primary business address of the Tribal Police Department.
(3)The notice must include an effective waiver of sovereign immunity, stating the following without condition or proviso:

“The St. Regis Mohawk Tribe hereby waives its sovereign immunity from liability and action in New York State and federal courts, and hereby assumes liability and consents to have the same determined in accordance with the same rules of law as applied to actions against municipalities of the State of New York; provided that this waiver applies to liability for acts or omissions of officers appointed under subdivision two of section 114 of the Indian Law and other police department employees occurring while the officer or employee was acting within the scope of his or her employment or duties, and to the provision of a defense for such officer or employee accused of such acts or omissions. This waiver shall apply to each such act or omission, whether or not legal action based on the act or omission is brought after a revocation of this waiver.”

(4)The notice must contain a certificate demonstrating the procurement of a liability insurance policy from an insurance company authorized by law to transact business in New York against liability specified in section 114 of the Indian Law. The minimum liability limit of such policy must be $5 million for any one occurrence.
(b)At all times during the existence of the Tribal Police Department, and the tenure of any police officer appointed under this section, the Tribal Council must maintain in full force and effect the waiver of sovereign immunity specified in paragraph (a)(3) of this section and the liability insurance policy specified in paragraph (a)(4) of this section. The Tribal Council must provide written evidence of the waiver and insurance policy upon request of the superintendent.

9 NYCRR 468.4 - Appointment of tribal police officers

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(a)Initial application.

The Tribal Council may submit to the superintendent as application to appoint a person as a police officer under section 114 of the Indian Law. The application must be in writing and must specify the name, age, and address of each person for whom an appointment is sought.

(b)Medical and physical fitness assessment.
(1)The application must contain a certification that the applicant has successfully completed a physical fitness screening test and medical review.
(i)The physical fitness screening test shall be conducted by an individual who has been determined by the Tribal Council to possess the necessary expertise to administer a physical fitness screening test to determine the underlying physiological capacity of the applicant to learn and perform the essential job functions of an entry-level police officer, as specified in the regulations of the Municipal Police Training Council (section 6000.9 of this Title). The physical fitness-screening test shall substantially conform to the requirements set forth in the regulations of the Municipal Police Training Council (section 6000.8 of this Title).
(ii)The medical review shall be conducted by a medical doctor licensed to practice medicine in the State of New York, who has been determined by the Tribal Council to possess the necessary expertise to administer a medical review, and who shall assess the applicant to determine whether he or she can perform the essential functions of an entry-level police officer as specified in the regulations of the Municipal Police Training Council (section 6000.9 of this Title). In making such assessment, the medical doctor shall take into account and be guided by the regulations of the Municipal Police Training Council (sections 6000.4, 6000.6 and 6000.7 of this Title).
(c)Background investigation.

Upon receipt of an application conforming to subdivisions (a) and (b) of this section, the superintendent shall cause to be conducted a background investigation in accordance with subdivisions 4 and 5 of section 114 of the Indian Law. The Tribal Council will reimburse the division for the actual cost of performing each background investigation, as measured by the hourly rate of the investigator(s) conducting the investigation.

(d)Conditional appointment and commencement of duties.

If the superintendent determines to appoint the applicant as a police officer within the Tribal Police Department, the applicant shall not commence duties as a police officer unless and until the Tribal Council certifies in writing to the superintendent that the applicant has previously been awarded a certificate by the Executive Director of the Municipal Police Training Council attesting to the applicant's satisfactory completion of an approved municipal police basic training program.

(e)Certificate of appointment.

The superintendent shall file a certificate of appointment in the office of the Department of State, and shall forthwith notify the person appointed, by mail, at the address specified in the application, that the certificate has been so filed. The home address of the person appointed shall appear in the certificate of appointment. Whenever such address is changed, the Tribal Council shall file with the superintendent a statement of the new address.

(f)In-service training.

All police officers appointed pursuant to section 114 of the Indian Law must receive at least 21 hours of in-service training annually, including firearms training, legal updates, a review of the use of force and the use of deadly force. The instruction shall be provided by instructors certified in accordance with the regulations of the Municipal Police Training Council (Part 6023 or 6024 of this Title). The Tribal Police Department shall maintain records documenting such training and shall provide these records to the superintendent on request. All supervisors must receive annual training to enhance supervisory skills.

9 NYCRR 468.5 - Termination, suspension and revocation

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Executive Department
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Jun 6, 2026
(a)Termination.

If a police officer is terminated from the Tribal Police Department other than through the action of the superintendent, the Tribal Council shall file notice to that effect with the superintendent and in the office of the Department of State. Upon such filing, the appointment as a police officer shall be terminated.

(b)Suspension and revocation.

The superintendent may at pleasure revoke or suspend the appointment of any police officer by filing a notice of suspension or revocation thereof in the office of the Department of State and mailing a notice of such filing to the Tribal Council, and also to the person whose appointment is suspended or revoked, at the officer's address as it appears in the certificate of appointment or the latest statement thereof on file. An appointment may be restored by the superintendent upon the filing of a restoration notice to the Department of State, the person suspended, and the Tribal Council.

(1)The superintendent may suspend appointment of a police officer without affording the officer an opportunity to be heard.
(2)Prior to revoking the appointment of a police officer, the superintendent may provide the officer with a statement describing the basis for the contemplated revocation, and may afford the officer an opportunity to submit written opposition to the revocation. The submission may include statements of the officer and other relevant witnesses and materials. The officer may obtain legal representation in connection with the submission. The superintendent may determine to allow, instead of or in addition to the written submissions, an oral presentation by the officer and/or his or her witnesses to the superintendent or his or her designee.
(3)The superintendent shall revoke the appointments of all police officers appointed under section 114 of the Indian Law if the Tribal Council fails to maintain in full force and effect the waiver of sovereign immunity and the policy of insurance specified in subdivision one of section 114 of the Indian Law.
(4)The superintendent may revoke the appointments of all police officers appointed under section 114 of the Indian Law if the Tribal Council fails to comply with any other provision of section 114 of the Indian Law or this Part.

9 NYCRR 468.6 - Internal affairs and complaint procedure

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Aug 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)Internal affairs function.

The Tribal Police Department shall notify the superintendent, in writing, of the person or position designated as responsible for the internal affairs function. The designated officer must assure that all complaints, reports or accusations made against members of the department are completely investigated.

(b)Recordkeeping.

The Tribal Police Department shall maintain records of all complaints, reports or accusations against its officers. The records shall indicate the nature of the alleged wrongdoing, the investigation conducted, and the disposition of the matter. The records shall be made available to the superintendent upon request.

(c)Complainant notification.

The Tribal Police Department shall notify each complainant, in writing, that a complaint is being investigated. A copy of the notification shall be sent to the superintendent, and the notification shall record that such copy is being sent. Pursuant to section 50-a of the Civil Rights Law, the department need only advise the complainant that the matter is being administratively handled.

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