New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 4601

Executive Department

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6 sections

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Source versions current through Sep 30, 2026 - Oct 7, 2026 across sections

Sections in this Part carry different compiled dates; each section shows its own.

9 NYCRR 4601.1 - Application requirements.

Source version current through Sep 30, 2026

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Sep 30, 2026
Related Register notice
SGC-13-22-00004-A · Adopted rule
Related notice published
Jul 20, 2022
Related notice effective date
Jul 20, 2022

Application requirements.

(a)Every authorized organization desiring to apply for a license to conduct or desiring to assist in conducting games of chance shall register with the commission and secure an identification number before making any such application or assisting in the conduct of games of chance. An application for an identification number shall be made on a form, as prescribed by the commission. Any organization that possesses an identification number but has not been licensed to conduct games of chance for a period of one year must file with the commission a new form prior to making application for a games of chance license.
(b)This application for registration and identification number must be signed as follows: if a religious organization, by the priest or pastor, or the president or chairman of the board of directors of the congregation if a synagogue or temple; if a charitable organization, by the president; if an organization of veterans, by the commander; if an organization of volunteer firefighters, by the president. The legally responsible principal official of the applicant organization shall sign in his or her representative capacity.
(c)Notwithstanding the registration requirements set forth in this Part, an authorized organization may conduct a raffle without complying with such registration requirements so long as such authorized organization satisfies the conditions set forth in General Municipal Law section 190-a.

9 NYCRR 4601.2 - Validity of identification number.

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
SGC-13-22-00004-A · Adopted rule
Related notice published
Jul 20, 2022
Related notice effective date
Jul 20, 2022

Validity of identification number.

The identification number shall be valid until suspended, revoked or surrendered. The commission may suspend the identification number of any registered organization that has not been licensed to conduct games of chance during 12 consecutive months and, should such suspension be imposed, the organization concerned shall request reinstatement prior to making application for a games of chance license.

9 NYCRR 4601.3 - Form for registration.

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
SGC-13-22-00004-A · Adopted rule
Related notice published
Jul 20, 2022
Related notice effective date
Jul 20, 2022

Form for registration.

After the furnishing of the required information and approval by the commission, registration shall be upon a form prescribed by the commission.

9 NYCRR 4601.4 - Registration as evidence of eligibility.

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
SGC-13-22-00004-A · Adopted rule
Related notice published
Jul 20, 2022
Related notice effective date
Jul 20, 2022

Registration as evidence of eligibility.

A municipality shall make its own investigation and determination of an applicant organization's eligibility for a license to conduct games of chance as required by the Games of Chance Licensing Law, notwithstanding the issuance of an identification number by the commission.

9 NYCRR 4601.5 - Use of identification number.

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
SGC-13-22-00004-A · Adopted rule
Related notice published
Jul 20, 2022
Related notice effective date
Jul 20, 2022

Use of identification number.

All applications for licenses, amendment of licenses, reports and any other papers relating to games of chance shall bear the identification number of the organization.

9 NYCRR 4601.6 - Membership lists.

Source version current through Oct 7, 2026

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
SGC-13-22-00004-A · Adopted rule
Related notice published
Jul 20, 2022
Related notice effective date
Jul 20, 2022

Membership lists.

Every authorized organization must maintain a current membership list which shall be available for inspection at all reasonable times. The commission and the municipal governing body may require any organization registered with it to file such a membership list indicating thereon the current officers and directors and file supplementary lists of additions and deletions in order to keep the master list up to date.

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