New York regulations

Title 9 Part 4401

Executive Department

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4 sections

Compiled text through Sep 15, 2021Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 4 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4401.1 - Form of commission decision, directive or order

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A decision, order or directive of the commission shall be issued over the signature of the executive director of the commission, the secretary to the commission, or over the signature of the designee of the executive director.

9 NYCRR 4401.2 - Amendment of this Part

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

This Part may be amended from time to time by the commission. An order or directive issued by the commission may likewise be changed or amended by the commission. The commission may waive compliance with any rule or regulation if in the judgment of the commission it shall be deemed in the best interest of racing and off-track pari-mutuel betting in this State, so to do. Such waiver shall not, however, be construed as a precedent in respect of future decisions by the commission.

9 NYCRR 4401.3 - Decision, directive or order of immediate necessity

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A decision, directive or order, subject to an immediate necessity that a decision, directive or order be issued, made, modified or rescinded, may be so issued, modified, rescinded or made by the commission subsequent to a telephonic or other informal communication among the members of the commission. Any such decision, directive or order of immediate necessity shall be issued thereafter in a manner prescribed by section 4401.2 of this Part.

9 NYCRR 4401.4 - Disputes

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Disputes between a regional corporation and a track with respect to the purposes or objectives set forth in section 518 of the Racing, Pari-Mutuel Wagering and Breeding Law shall be submitted in writing to the commission for determination. The commission may make its determination based on the submissions or may hold a hearing on the matter. The commission's determination shall be final.

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