New York regulations

Title 9 Part 4232

Executive Department

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9 sections

Compiled text through Sep 15, 2021Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 9 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4232.1 - Prohibitions; betting, interest in horses

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)No jockey shall bet on any race except through the owner of and on the horse which he rides, and any jockey who shall be proved to the satisfaction of the judges to have any interest in any race horse or to have been engaged in any betting transaction except as permitted by this section or to have received presents from persons other than the owner may be punished as provided by this Subchapter.
(b)Any person knowingly acting in the capacity of part owner or trainer of any horse in which a jockey possesses an interest or making any bet with or in behalf of any jockey except as provided in subdivision (a) of this section or otherwise aiding or abetting in any breach of this Part may be punished as provided by this Subchapter.

9 NYCRR 4232.2 - Owning race horse forbidden

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No jockey shall be the owner of any race horse.

9 NYCRR 4232.3 - Riding against starter of contract employer

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A jockey may not ride in any race against a starter of his contract employer unless his mount and his contract employer's starter are both in the hands of the same trainer.

9 NYCRR 4232.4 - No riding or training if suspended

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A jockey or trainer under suspension in any State or foreign country shall not be permitted to train or ride in a race for anyone during the period of his suspension. Any person who shall employ a jockey or trainer in contravention of this section may be punished as provided by this Subchapter.

9 NYCRR 4232.5 - Contracts to be filed; salary stops on suspension

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The terms of all contracts between jockeys and their employers shall be filed with and approved by the commission, and such contracts shall contain a provision that in case a jockey's license be revoked or suspended, the salary of the jockey shall in the former case cease, and in the latter case cease during the time of his suspension.

9 NYCRR 4232.6 - Penalty for refusal to ride

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

If a jockey engaged for a race or for a specified time refuses to fulfill his engagement, he may be punished.

9 NYCRR 4232.7 - Retainers on priority basis

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Employers retaining the same jockey have precedence according to the priority of the retainers as specified in the contracts.

9 NYCRR 4232.8 - Judges decide conflicting claims

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

When a jockey is engaged for a race, such engagement is binding on both parties, and any conflict in such a matter, including claims for the services of a jockey shall be decided by the judges.

9 NYCRR 4232.9 - Hiring stable employees

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)No owner or trainer shall engage any person who has not a written discharge from his last employer, but any person prevented by this section from obtaining or retaining employment shall have the right of appeal to the commission against the person withholding his written discharge.
(b)Any owner or trainer employing a person in violation of subdivision (a) of this section may be punished as provided by this Subchapter.

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