New York regulations

Title 9 Part 4226

Executive Department

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15 sections

Compiled text through Sep 15, 2021Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 15 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4226.1 - Duties of starter

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)The starter shall give all orders necessary for securing a fair start.
(b)He shall report to the judges, by whom and by what cause any delay was occasioned and any cases of misconduct by assistant starters or by jockeys when under his orders.

9 NYCRR 4226.2 - Failure of horse to start

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

If a horse whose number has been exhibited or whose starting is obligatory does not start and run in the race, the steward or judges may suspend any person or persons responsible therefor.

9 NYCRR 4226.3 - Persons excluded from course

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

After the horses are ordered to the starting post and until the judges direct the gates to be reopened, all persons except the racing officials shall be excluded from the course to be run over.

9 NYCRR 4226.4 - Time signals

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

An announcer shall announce the time to saddle and the time to go to the post.

9 NYCRR 4226.5 - Parade to the post

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

All horses shall parade and, under penalty of disqualification, shall carry their weight from the paddock to the starting post, such parade to pass the finish line.

9 NYCRR 4226.6 - Horse led to the post

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

When, by permission of the paddock judge and upon payment to the association of $10, a horse is led to the post, he is excused from parading with the other horses, but nevertheless he must, on his way to the post, pass the judges' stand.

9 NYCRR 4226.7 - Determination of starting position

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The position of horses when starting shall be determined by lot, i.e., a numbered ball shall be drawn from a bottle by the clerk of the scales.

9 NYCRR 4226.8 - Starting vicious horse

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The starter may place vicious and unruly horses on the outside and behind the line.

9 NYCRR 4226.9 - Accident at the post

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A horse in the hands of the starter shall receive no further care from anyone at the starting post except the assistant starters, provided that if any accident happens to a jockey, his horse or his equipment, the starter may permit any jockey or jockeys to dismount and the horse to be cared for during the delay; otherwise no jockey shall dismount.

9 NYCRR 4226.10 - Starting gate

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)Except in cases provided for in subdivision (b) of this section, all races shall be started in a starting gate selected by the association conducting the meeting if approved by the commission. A standby starting gate shall be available for use.
(b)By permission of the steward or judges a race may be started without a gate.

9 NYCRR 4226.11 - Starting in front of the post

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A start in front of the post is void, and the horses must be started again.

9 NYCRR 4226.12 - Horse to be schooled before starting

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

All horses shall be schooled properly before starting and, upon the report of the starter, the judges may suspend any trainer who, after being notified shall start an unruly horse.

9 NYCRR 4226.13 - Position at starting post

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The horses shall be started as far as possible in a line, but may be started at such reasonable distance behind the starting post as the starter thinks necessary.

9 NYCRR 4226.14 - Matters to be referred to judges

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

For disobedience of his orders at the starting post or for attempting any unfair advantage, the starter may refer the matter to the judges for action; but any penalty shall not take effect until after the last race of the day.

9 NYCRR 4226.15 - Statements by starter conclusive

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The concurrent statements of the starter and his assistant as to incidents of the start are conclusive.

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