New York regulations

Title 9 Part 4213

Executive Department

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9 sections

Compiled text through Sep 15, 2021Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 9 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4213.1 - Examination; report thereof

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Dates and status
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Executive Department
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Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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No later Register activity identified in this check.
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Jun 6, 2026

Every horse that is entered to race on any day shall be examined by an official veterinarian employed by the association conducting the meeting reasonably in advance of post time for the race in which the horse is entered to run, and if he shall report to the steward that any horse is, in his opinion, not in fit condition to race, said steward may exclude said horse therefrom whether or not it has already been brought into the paddock.

9 NYCRR 4213.2 - Exclusion; withdrawal

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Dates and status
Compiling agency
Executive Department
Text status
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Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)When a horse, after entering the paddock, is excluded or withdrawn from the race for any reason satisfactory to the steward, notice shall be posted on the notice commission and immediate announcement made over the public address system.
(b)Money paid for mutuel tickets on any horse so excluded or withdrawn shall be subject to refund pursuant to section 4215.19 of this Subchapter.

9 NYCRR 4213.3 - Records to be kept

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Dates and status
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Executive Department
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Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Jun 6, 2026

Charts or records of every horse stabled at tracks during meetings thereat shall be kept by or under the direction of the racing secretaries of the associations. Said charts shall show the breeding, name, registration, age and sex of the horse; and such charts and records shall be available to the members and the steward of the commission.

9 NYCRR 4213.4 - Shoeing

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Dates and status
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Executive Department
Text status
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Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Source snapshot
Jun 6, 2026

Every horse entering the paddock to race shall be inspected as to its shoeing, and a notice forthwith posted in a conspicuous location in the grandstand, easily visible to the public, stating the type of shoes with which the horse is shod and whether with or without caulks and on which feet, or is shoeless as to any of its feet.

9 NYCRR 4213.5 - Qualifications to start

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Dates and status
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Executive Department
Text status
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Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Jun 6, 2026

No horse shall be qualified to start in any race unless he be entered by a licensed owner and in charge of a licensed trainer.

9 NYCRR 4213.6 - Veterinarians to be licensed

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No owner or trainer or his representative shall employ a veterinarian who is not duly licensed as such by the Education Department of the State of New York. Licensed associations shall use all reasonable efforts to prevent nonlicensed veterinarians from practicing on their premises.

9 NYCRR 4213.7 - Use of drugs

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Every such veterinarian who shall prescribe or use any medication or treatment which contains a drug or drugs, which he has reason to believe are of such character as could affect the racing condition of a horse in a race, shall at the time of such prescribing or use deliver to the steward of the commission and the trainer of the horse under treatment a written statement setting forth the name of the horse and of the trainer, and the fact that such medication or treatment, as the case may be, contains a drug, stimulant or narcotic which, in the opinion of the veterinarian, is of such a character as could affect the racing condition of the horse in a race.

9 NYCRR 4213.8 - Coupled entries

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)All horses owned wholly or in part by or under the control of the same person or trained by the same trainer must be coupled and run as an entry.
(b)The judges may require any horses entered in a race to be coupled for betting purposes prior to the commencement of wagering on-track and off-track, if they find it necessary in the public interest.
(c)Not more than two horses trained by the same person shall be drawn into any overnight race, or on the also-eligible list, to the exclusion of another horse.
(d)For the purposes of subdivision (a) of this section, a horse shall be deemed wholly owned or in part by a particular person if that person holds the entire property interest in the horse or if, by lease or ownership, he controls the racing qualities of the horse, or if he holds a proportionate interest of 25 percent or more in a partnership which either holds the property interest in the horse or, by lease or ownership, controls the racing qualities of the horse.

9 NYCRR 4213.9 - Death of a horse

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)Upon the death of a horse on any part of the grounds of a quarter horse race track, the remains of the deceased horse shall not be removed without:
(1)the execution of a death certificate by a commission-licensed veterinarian, in a form as the commission may prescribe, and contain such information as the commission may require;
(2)the filing of said death certificate with the presiding judge or his designee; and
(3)the written consent of the presiding judge or his designee, authorizing the removal of the remains.
(b)Upon the death of a horse on the grounds of a quarter horse track, the commission at its discretion through its agents, may take control of the bodily remains of the deceased horse; and/or order, direct and cause an appropriate necropsy to be conducted on the remains of said horse, in order to determine the cause of death. The necropsy shall be conducted by a qualified veterinarian at a facility designated by the commission.
(c)It shall be the responsibility of the race track at all times to prevent the unauthorized removal from the race track of the remains of a deceased horse.

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