New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 4209

Executive Department

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7 sections

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Source versions current through Sep 15, 2021 - Mar 31, 2022 across sections

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9 NYCRR 4209.1 - Records

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Executive Department
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Sep 15, 2021

No horse will be permitted to race unless a registration certification, in current form, is on file with the track conducting the race.

9 NYCRR 4209.2 - Misrepresentation

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Sep 15, 2021

Any misrepresentation of a material fact concerning the record of those entered at the licensed quarter horse racing track shall be deemed a violation and subject the person or persons responsible therefor to penalties.

9 NYCRR 4209.3 - Examination of horse or records

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Executive Department
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Sep 15, 2021

Any racing official, track official, owner or jockey may call for information concerning the identity or eligibility of any horse competing at a licensed quarter horse race track, and may demand an opportunity to examine under proper supervision such horse with a view to establishing identity or eligibility. No owner or party controlling such horse may refuse to afford such information or to allow such examination. No person shall demand identification of a horse without cause or to embarrass a race.

9 NYCRR 4209.4 - Reports on ownership and control of horses

Source version current through Sep 15, 2021

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Executive Department
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Sep 15, 2021
(a)Within 72 hours, or shorter period if so directed, after arrival of any horse at a race track, the person in charge of such horse shall file a statement with the commission steward, in form satisfactory to the commission, listing the following information:
(1)the owner or owners of each such horse with address, telephone number with commission license number;
(2)the trainer and, if any, the assistant trainer, with address, telephone number and commission license number;
(3)each groom or other employee employed for such horse with address and commission license number. If any such employee is thereafter discharged or leaves his employment such fact shall be reported to the commission steward within 24 hours;
(4)the name and policy number of the workers' compensation carrier if any;
(5)the tattoo number of each such horse; and
(6)such other information as may be required.
(b)Upon any change in ownership, training, or employment regarding such horse during the meeting, the person in charge of the horse shall promptly report that information to the commission steward.
(c)The trainer of a horse shall file a statement with the recording judge, designating an assistant to assume his responsibility when such trainer will not be available for a period exceeding one day.
(d)Copies of all such statements required above shall be filed with the presiding judge and race secretary.

9 NYCRR 4209.5 - Identification of horses

Source version current through Sep 15, 2021

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Executive Department
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Sep 15, 2021

No horse shall be permitted to race which has not been registered and tattooed in a manner approved by the commission. Before each start such horse's tattoo number shall be read and verified.

9 NYCRR 4209.6 - Importation prohibited without document

Source version current through Mar 31, 2022

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Executive Department
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Source version current through
Mar 31, 2022
(a)No horse shall enter the State of New York unless accompanied by a certificate of equine examination signed by a veterinarian accredited and licensed by the State in which the examination required by the certificate was made and further provided that no horse shall enter the State of New York until the original of said certificate has been placed in the mail for delivery first class to the State veterinarian.
(b)Form of certificate.
(1)The information on the certificate shall include the name of the owner or trainer with address, the consignee or destination in New York with address, the data of examination, the number of horses examined, the establishment or premises at which the horses were examined, the name, registration number if any, tattoo if any, sex, age, rectal temperature and color and markings of each horse listed on the certificate.
(2)The certificate shall include the following statement signed by the examining veterinarian:

“I hereby certify that I am accredited and licensed in the State of ______ and that ______ horse or horses (State) (Number) described above was or were examined by me on the date indicated and found to be free from symptons of any infectious or communicable disease. I further certify that the temperature of each horse was as recorded above.

Signature: _________ Address: _________”

(Accredited Veterinarian)

(3)The certificate shall make provision for the recording of test results by the State veterinarian of the State of origin and shall include the following statement for subsequent counter-signature by such State veterinarian:

“This certifies that the issuing veterinarian is accredited and licensed to practice in the State of _________ and that the test results recorded above are correct to the best of my knowledge and belief.

Signature:

(State Veterinarian)

Dated Countersigned ”

(c)Time limitation of certificate.

A certificate of equine examination shall be valid for the purposes of this Part until the 10th day following the date of examination appearing on the certificate.

9 NYCRR 4209.7 - Importation prohibited

Source version current through Sep 15, 2021

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NYCRR title agency
Executive Department
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Source version current through
Sep 15, 2021
(a)All persons, associations or corporations, their agents, officers and employees and any person acting by or at their behest, are hereby forbidden to bring into this State or cause to be brought into this State, any horse affected with or having been exposed to the disease known as equine infectious anemia (swamp fever). Every horse brought into this State or caused to be brought into this State shall be accompanied by a statement signed by a veterinarian of recognized standing in his state or country of residence certifying that such animal is not suffering from and has not been exposed to equine infectious anemia.
(b)Manure from any horse suffering from equine infectious anemia shall not be brought or caused to be brought into this State.
(c)Every person, association or corporation, and any agent, officer or employee thereof, failing to obey this section shall be subject to the fines and penalties provided by law.

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