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New York regulations

Title 9 Part 4209

Executive Department

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Compiled text through Sep 15, 2021Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 6 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4209.1 - Records

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No horse will be permitted to race unless a registration certification, in current form, is on file with the track conducting the race.

9 NYCRR 4209.2 - Misrepresentation

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Any misrepresentation of a material fact concerning the record of those entered at the licensed quarter horse racing track shall be deemed a violation and subject the person or persons responsible therefor to penalties.

9 NYCRR 4209.3 - Examination of horse or records

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Any racing official, track official, owner or jockey may call for information concerning the identity or eligibility of any horse competing at a licensed quarter horse race track, and may demand an opportunity to examine under proper supervision such horse with a view to establishing identity or eligibility. No owner or party controlling such horse may refuse to afford such information or to allow such examination. No person shall demand identification of a horse without cause or to embarrass a race.

9 NYCRR 4209.4 - Reports on ownership and control of horses

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)Within 72 hours, or shorter period if so directed, after arrival of any horse at a race track, the person in charge of such horse shall file a statement with the commission steward, in form satisfactory to the commission, listing the following information:
(1)the owner or owners of each such horse with address, telephone number with commission license number;
(2)the trainer and, if any, the assistant trainer, with address, telephone number and commission license number;
(3)each groom or other employee employed for such horse with address and commission license number. If any such employee is thereafter discharged or leaves his employment such fact shall be reported to the commission steward within 24 hours;
(4)the name and policy number of the workers' compensation carrier if any;
(5)the tattoo number of each such horse; and
(6)such other information as may be required.
(b)Upon any change in ownership, training, or employment regarding such horse during the meeting, the person in charge of the horse shall promptly report that information to the commission steward.
(c)The trainer of a horse shall file a statement with the recording judge, designating an assistant to assume his responsibility when such trainer will not be available for a period exceeding one day.
(d)Copies of all such statements required above shall be filed with the presiding judge and race secretary.

9 NYCRR 4209.5 - Identification of horses

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No horse shall be permitted to race which has not been registered and tattooed in a manner approved by the commission. Before each start such horse's tattoo number shall be read and verified.

9 NYCRR 4209.6 - Importation prohibited without document

Source text available - table layout pending

LawEngine holds a witnessed source copy of this section. We are not showing the text inline until its table/list layout can be preserved exactly. We checked the State Register through July 29, 2026/Vol. XLVIII, Issue 30; no later activity found for this section.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

9 NYCRR 4209.7 - Importation prohibited

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)All persons, associations or corporations, their agents, officers and employees and any person acting by or at their behest, are hereby forbidden to bring into this State or cause to be brought into this State, any horse affected with or having been exposed to the disease known as equine infectious anemia (swamp fever). Every horse brought into this State or caused to be brought into this State shall be accompanied by a statement signed by a veterinarian of recognized standing in his state or country of residence certifying that such animal is not suffering from and has not been exposed to equine infectious anemia.
(b)Manure from any horse suffering from equine infectious anemia shall not be brought or caused to be brought into this State.
(c)Every person, association or corporation, and any agent, officer or employee thereof, failing to obey this section shall be subject to the fines and penalties provided by law.

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