New York regulations

Title 9 Part 4202

Executive Department

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13 sections1 source-only entry

Compiled text through Sep 15, 2021Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 13 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4202.1 - General policy

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

General policy on all racing matters is to be declared by the commission at their meetings or by unanimous consent in writing. The administration thereof shall be the duty of the chairman acting through the staff of the commission.

9 NYCRR 4202.2 - Meetings

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Regular meetings of the commission shall be held monthly at an office of the commission. Special meetings may be had at any time on the call of the chairman or of any two members.

9 NYCRR 4202.3 - [Repealed]

Repealed or removed in compiled source

The compiled source records this section as repealed. We hold the witnessed tombstone record; see the source for details.

Dates and status
Compiling agency
Executive Department
Text status
Source-only entry
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

9 NYCRR 4202.4 - Track office

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The commission shall establish and maintain an office for its use at each track.

9 NYCRR 4202.5 - Racing program

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The commission may require that the names of the commissioners, and specified employees and other information appear on daily racing programs.

9 NYCRR 4202.6 - American Quarter Horse Association

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The commission shall inform the American Quarter Horse Association of its rules and regulations and any changes therein and all penalties imposed which shall be of interest to it.

9 NYCRR 4202.7 - Form of commission orders

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Whenever the commission has adopted a rule or regulation or has rendered a decision, whether on appeal or otherwise, or made an order or directive, the signature of any of the commissioners or the chairman shall be sufficient, however, such signature shall not be required if the secretary of the commission shall certify to the decision, order or directive and his signature on such written order or any form of determination, or on any promulgation thereof, shall be valid and effective as evidencing the official action taken by the commission.

9 NYCRR 4202.8 - Betting by minors

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No licensed association or corporation shall permit any person who is actually and apparently under 18 years of age to bet at a race meeting conducted by it.

9 NYCRR 4202.9 - Issuance of subpoenas

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Each member of the commission and such officers, employees or agents of the commission, as may be designated by the commission for such purpose, shall have the power to administer oaths and examine witnesses and may issue subpoenas to compel attendance of witnesses and the production of all relevant materials and reports, books, papers, documents, correspondence and any other evidence.

9 NYCRR 4202.10 - Hearing officers

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Each commissioner or any employee of the commission so designated by the commission, may act as a hearing officer in reference to any matter pending before the commission. Such hearing officer, after taking all evidence, oral or written, and receiving all material exhibits, shall report his findings to the commission and the commission shall determine such matter as if the evidence had been presented to the full commission. The legal rules as to the admissibility of evidence shall not be applicable to any hearing held before the commission, a commissioner or hearing officer.

9 NYCRR 4202.11 - Punishment by commission

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The commission may punish independently any misconduct of any person connected with racing.

9 NYCRR 4202.12 - Punishment of violations

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Violation of any rule or regulation or order or directive of the commission, whether or not a penalty is fixed in the rules and regulations, or in such order or directive is punishable in the discretion of the commission by revocation or suspension of a license and exclusion from all racing enclosures under the jurisdiction of the commission. A violation by the holder of a track license in conducting a racing meeting may be punishable by revocation, suspension or denial of a future license or by fine.

9 NYCRR 4202.13 - Credentials or stickers

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Credentials issued by the commission to its members, employees and appointees shall be honored by racing associations for admission at all gates and entrances and to all places within the enclosure of any race track, and automobiles carrying official windshield stickers of the commission or other identification issued by the commission shall be permitted and ingress and egress at any point.

9 NYCRR 4202.14 - Decisions of racing judges

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Sep 15, 2021
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Every person participating in and every patron at a licensed meeting shall abide by the laws and the rules and regulations, and accept a steward or judge's decision on any and all questions to which their authority extends, subject to the right of appeal to the commission.

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