New York regulations

Title 9 Part 4119

Executive Department

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11 sections

Compiled text through Jul 15, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 11 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4119.1 - Conduct

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
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Jun 6, 2026

All licensees of the commission are required to conduct themselves in a forthright, gentlemanly manner at all times while on or near the premises of a licensed harness race track during the operation of a licensed harness race meeting.

9 NYCRR 4119.2 - Profanity

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Dates and status
Compiling agency
Executive Department
Text status
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Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No licensee of the commission shall use improper language or otherwise abuse any official, appointee, representative or employee of the commission, or any person acting under the orders or rules of the commission.

9 NYCRR 4119.3 - Assault

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

If any owner, driver, trainer or attendant of a horse, or any other licensee connected with the operation of a licensed harness race meeting at any time during said meeting, either on or off the grounds of a licensed race track shall commit an assault or battery, or attempt an assault or battery or threaten to do bodily harm to any person or persons connected in any way with such race meeting, such person shall be subjected to the penalties prescribed by this Subchapter.

9 NYCRR 4119.4 - Bonus

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Dates and status
Compiling agency
Executive Department
Text status
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Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
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Source snapshot
Jun 6, 2026

No owner, trainer or driver or their agent shall demand of a licensed harness race track a bonus of money or other special award or consideration as a condition for starting a horse already entered to race.

9 NYCRR 4119.5 - Wagers by horsemen

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No owner, trainer, driver agent, employee or attendant of a horse shall bet or cause any other person to bet on such person’s behalf on any other horse in any race in which there shall start a horse owned, trained or driven by such person, or which such person in any way represents or handles or in which such person has an interest. No such person shall participate in exacta, quinella, superfecta or triple wagering on a race in which such horse starts.

9 NYCRR 4119.6 - Divided interest

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No driver shall drive a horse in a race in which there shall start another horse that such driver in any way represents or handles or in which such driver has an interest unless coupled as an entry.

9 NYCRR 4119.7 - Misconduct and association with undesirables

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)The commission may impose the penalties as prescribed by law if it finds that any licensee or other person subject to the jurisdiction of the commission:
(1)is associating, consorting or negotiating with bookmakers, touts or other persons of similar pursuits;
(2)is associating, consorting or negotiating with persons who have been convicted of a crime;
(3)is guilty of any fraud or has attempted any fraud or misrepresentation in connection with racing, breeding or otherwise;
(4)has violated any law, rule or regulation with respect to racing in any jurisdiction; or
(5)has violated any rule, regulation or order of the commission.
(b)The commission may impose the penalties as prescribed by law if the commission finds that the experience, character or general fitness of any person is such that the participation by such person in harness racing or related activities would be inconsistent with the public interest, convenience or necessity or with the best interests of racing generally.
(c)If any licensee shall be approached with an offer or promise of a bribe or with a request or a suggestion for a bribe or for any improper, corrupt or fraudulent act or practice in relation to a race or racing or with a suggestion that any race be conducted otherwise than in accordance with the rules and regulations of this commission, it shall be the duty of such licensee or person to report such suggestion, offer, promise or bribe immediately to the commission. Failure to so report shall subject such person or persons to the penalties prescribed by law.
(d)Duty to give evidence.

It shall be the duty of each licensee to report promptly when requested or ordered to do so by any official of the commission in furtherance of an investigation or hearing and to testify under oath concerning any facts within the licensee’s knowledge and produce any books, records, written matter or other evidence within the licensee’s possession or control relevant to such matter.

9 NYCRR 4119.8 - Undesirable persons

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Any person whether a licensee, participant or patron whose conduct is deemed detrimental to the best interest of harness racing or who is deemed an undesirable person may be expelled from the track. In this regard the track, on such track’s own initiative, or upon request of the commission or the commission’s representatives, shall take immediate steps by whatever means are reasonably required to expel such person. Acts deemed undesirable shall consist of, but not be limited by, the following:

(a)bookmaking or other illegal wagering or gambling;
(b)touting;
(c)creating or continuing a public disturbance;
(d)disorderly conduct;
(e)associating with undesirables;
(f)transmitting information to points outside the track; and
(g)failure to appear when directed to do so by any official of the commission in furtherance of an investigation or hearing and to testify under oath concerning any facts within such person’s knowledge and produce any books, records, written matter or other evidence within such person’s possession or control relevant to such matter.

In addition, a person who has been convicted of a crime involving moral turpitude, or who has been convicted of bookmaking or other form of illegal gambling, or who has been adjudged by any court, State commission or other governing body guilty of any fraud in connection with racing or any athletic contest, shall be deemed an undesirable person and shall be subject to expulsion as provided in this section. Nothing contained in this section shall diminish the right of any track to exclude any person as a patron or otherwise without reason, provided such exclusion is not based upon race, creed, color or national origin.

9 NYCRR 4119.9 - Prohibited acts

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)No licensee of the commission or any other person shall commit any act, or conspire to commit any act, that, though not specified in this Subchapter, constitutes conduct detrimental to the best interests of racing or is in its nature fraudulent or corrupt or injurious to the character of the turf. Any such act or attempt, or conspiracy shall constitute a violation of this Subchapter and shall subject the licensee or such other persons to the penalties prescribed herein.
(b)No owner, trainer, or driver of a horse shall threaten or join with others in threatening not to race, or not to enter or declare in because of the entry of a certain horse or horses or a particular stable or the presence of such horses or stable on the grounds of a licensed track.

9 NYCRR 4119.10 - Conspiracy

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No person shall conspire, combine and confederate together in any manner, regardless of where the said person may be located, for the purpose of violating any of these rules nor shall they commit any act in furtherance of the said purpose and plan.

9 NYCRR 4119.11 - Use of drugs

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)No person while on the grounds of a licensed track, who is licensed as trainer, driver, assistant trainer, groom, marshal, driver of the starter's car, nor anyone who is driving a horse in a race, a warm-up for a race or driving behind a horse anywhere on the grounds, nor anyone who aids or participates in the preparation of a race or a horse for a race, or is licensed by the commission, shall have present within the body of such person any controlled substance listed in schedules I through V of section 3306 of the Public Health Law, unless advance permission to drive a horse or participate in any manner in a race, while using such substance, pursuant to prescription by a licensed physician, has been granted in writing by the commission.
(b)Every such person, which includes all licensees, shall, upon the request of a presiding or associate judge or paddock judge, deliver a specimen of urine or subject himself or herself to the taking of a blood sample by a licensed physician, as directed by such official. Failure by such person to provide such sample as so directed shall be a violation of these rules and subject such person to fine and license suspension. In addition, in no event shall any person drive or participate in any manner in the administration of or in any race, or the preparation of a horse for a race, on the day such sample is requested until such specimen has been taken as directed.
(c)In the event that analysis of a urine or blood sample, by the testing facility designated by the commission, discloses the presence of a prohibited controlled substance, such fact shall be reported to the commission, which shall schedule an immediate interview with such person, pending which such person shall not be permitted to drive or participate in any manner in any race. As a result of such interview, the commission may restore full driving and/or license privileges to such person after such person has delivered a current sample for analysis, continue such temporary suspension of driving and/or license privileges pending receipt of the result of analysis of any sample directed to be taken at such interview, or take such other action as the commission may deem appropriate, including fine, revocation, suspension or the conditioning of continued licensing upon the satisfactory enrollment in and completion of a drug treatment program or drug educational program designated by the commission.
(d)Disclosure of the results of analysis and other reports made in the course of enforcement of this section shall be treated as confidential insofar as is consistent with law.

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