New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 4107

Executive Department

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5 sections

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Source version current through Jul 15, 2022

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9 NYCRR 4107.1 - Disclosure

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022

A racing, farm or stable name may be used by the owners or lessees of horses. The names of all persons interested in the stable or operating thereunder and any additions, deletions or changes therein shall be disclosed to the commission upon request.

9 NYCRR 4107.2 - Limitations

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
(a)No horse shall be entered or started that is owned by 35 or fewer owners unless all such owners are licensed. If a horse is owned by more than 35 owners, then only those individuals having a three percent or greater property interest in such horse shall be required to be licensed as an owner.
(b)No more than one stable may be registered under the same name. The commission may reject any name that is misleading to the public or unbecoming to the sport.

9 NYCRR 4107.3 - Liabilities

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022

All persons interested in a stable or operating thereunder, whether incorporated or not, shall be liable for all entry fees and penalties against the stable. If one of such persons is suspended or refused a license, all the horses in such stable shall be excluded from racing.

9 NYCRR 4107.4 - Leases

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022

The lessee of a horse shall file with the eligibility paper of such horse a copy of the leasing arrangement that shall contain the name of the horse, the name and address of the owner, the name and address of the lessee, the stable name, if any, of either party and the terms of the lease. Each lessor and lessee must obtain an owner's license from the commission.

9 NYCRR 4107.5 - Corporate ownership

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022

If a horse is owned by a corporation, all officers, directors, and persons owning any of the capital stock, or beneficial interest therein, shall be disclosed to, and licensed by the commission, except that if there are more than 35 individual owners of a horse then only those owners having a three percent or greater property interest in the horse shall be required to be licensed as an owner.

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