New York regulations

Title 9 Part 4107

Executive Department

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5 sections

Compiled text through Jul 15, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 5 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4107.1 - Disclosure

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A racing, farm or stable name may be used by the owners or lessees of horses. The names of all persons interested in the stable or operating thereunder and any additions, deletions or changes therein shall be disclosed to the commission upon request.

9 NYCRR 4107.2 - Limitations

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)No horse shall be entered or started that is owned by 35 or fewer owners unless all such owners are licensed. If a horse is owned by more than 35 owners, then only those individuals having a three percent or greater property interest in such horse shall be required to be licensed as an owner.
(b)No more than one stable may be registered under the same name. The commission may reject any name that is misleading to the public or unbecoming to the sport.

9 NYCRR 4107.3 - Liabilities

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

All persons interested in a stable or operating thereunder, whether incorporated or not, shall be liable for all entry fees and penalties against the stable. If one of such persons is suspended or refused a license, all the horses in such stable shall be excluded from racing.

9 NYCRR 4107.4 - Leases

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The lessee of a horse shall file with the eligibility paper of such horse a copy of the leasing arrangement that shall contain the name of the horse, the name and address of the owner, the name and address of the lessee, the stable name, if any, of either party and the terms of the lease. Each lessor and lessee must obtain an owner's license from the commission.

9 NYCRR 4107.5 - Corporate ownership

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

If a horse is owned by a corporation, all officers, directors, and persons owning any of the capital stock, or beneficial interest therein, shall be disclosed to, and licensed by the commission, except that if there are more than 35 individual owners of a horse then only those owners having a three percent or greater property interest in the horse shall be required to be licensed as an owner.

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