New York regulations

Title 9 Part 4104

Executive Department

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14 sections

Compiled text through Jul 15, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 14 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4104.1 - Requirements

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Every licensed harness racing association or corporation shall maintain a paddock or receiving barn from which all horses shall be raced. The paddock or receiving barn shall be entirely enclosed with a man-tight fence, and the gate or gates through said fence shall be so manned and controlled that the general public shall be excluded therefrom. A horse ambulance, stone boat and blankets for the humane removal of horses injured on the race track shall be available for paddock use.

9 NYCRR 4104.2 - Urine tests

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Each such paddock or receiving barn shall contain four stalls properly equipped for the exclusive use of taking urine samples for analysis.

9 NYCRR 4104.3 - Equipment

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

During racing hours each licensed racing association shall have such suitable extra equipment in the paddock as may be required for the proper conduct of racing without unnecessary delay.

9 NYCRR 4104.4 - Blacksmiths

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

During racing hours the racing association shall provide the services of a blacksmith, within or adjacent to the paddock. Said blacksmith shall be equipped with all the tools, materials and equipment necessary to replace and reaffix lost or dislodged shoes.

9 NYCRR 4104.5 - Drivers stand

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Each racing association shall provide a stand located conveniently to the gate through which horses enter the race track from the paddock or receiving barn, for the use of drivers scheduled to race.

9 NYCRR 4104.6 - Paddock

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The paddock at all times shall be under the supervision of the paddock judge whose duties are set forth in section 4104.9 of this Part.

9 NYCRR 4104.7 - Equipment check

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Every licensed harness race track shall cause a record to be kept showing the tattoo number, equipment, shoes and harness customarily worn by each horse competing at the track. The equipment, shoes and harness worn by every horse in every night's program, its hopple lengths and tattoo number, shall be checked in the paddock before each race against such record and all changes from the previous start shall be noted thereon, and the presiding judge notified. Any such changes shall be posted by the track on an information commission for such purpose in the public area of the track.

9 NYCRR 4104.8 - Admission to paddock

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)All horses to be raced on a particular day or night shall be in the paddock, accompanied by the trainer of record or assistant trainer or by a trainer or assistant trainer designated in writing by the trainer of record, at the time prescribed by the presiding judge. Such time, in no event, except with the expressed permission of the steward or presiding judge, shall be later than one hour prior to post time of the race in which the horse is to start. Horses entered in the races constituting the daily double shall be in the paddock at least two hours before the post time of the first race of the daily double. Except for warmup trips, no horse shall leave the paddock until called to the post.
(b)No person shall be admitted to the paddock except the owners, trainers, drivers and grooms of the horses actually competing in the races of the particular day or night, and such other persons as are specifically authorized by the commission.
(c)A driver, trainer or groom, once admitted to the paddock shall not leave the same until the horse to which he or she is assigned shall have completed its race, returned to the paddock, and the race is declared official, except to warm up.
(d)An owner may enter the paddock once prior to the race in which such owner has a horse programmed to start, but shall leave the paddock prior to the post parade of the race following that in which such owner’s horse has competed. When an owner has two or more horses programmed to start such owner may remain in the paddock or may enter and leave the paddock once for each such horse before it races, provided such owner shall leave the paddock prior to the post parade of the race following the last race in which such horses competed. Not more than two owners of a horse, exclusive of the driver, shall be entitled to enter the paddock for said horse.
(e)The track shall provide the paddock judge with a list of such track’s personnel eligible for admission to the paddock. The track shall keep a list of all persons entering and leaving the paddock on a form approved by the commission.

9 NYCRR 4104.9 - Post parade from paddock

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Fifteen minutes before the post time for a heat or dash, the paddock judge shall cause all horses entered in such heat or dash to be formed in a parade line. Such horses shall be attended by their drivers unless specifically excused by the paddock judge. All horses in a heat or race shall parade from the paddock upon the track and before the grandstand not later than five minutes before post time. A horse failing to parade without being excused by the judges may be scratched from the race or its driver or trainer may be penalized. Drivers shall not engage in conversation during the post parade.

9 NYCRR 4104.10 - Code of conduct

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)While in the paddock:
(1)An owner shall not engage in conversation with a driver or trainer who is not employed by such owner for the owner's horse programmed to race the same day. A driver or trainer shall refuse to engage in conversation with any owner whom he or she is not representing in a race the same day.
(2)A driver or trainer shall not mark a program for anyone including his or her own owner.
(3)Owners, drivers and trainers shall so conduct themselves as to avoid creating any appearance or suggestion that would reflect adversely on the integrity of the racing.
(b)The presiding judge and paddock judge are authorized on any occasion to revoke or curtail the paddock privileges of an owner if, in the judgment of the presiding judge or paddock judge, circumstances warrant such action in order to maintain proper decorum in the paddock.

9 NYCRR 4104.11 - Recording conversation

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

All telephone conversations into and from the paddock shall be recorded from the time pari-mutuel sales are begun until the last horse has left the paddock.

9 NYCRR 4104.12 - Test for alcoholic consumption

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)Each track shall provide a device approved by the commission in the paddock capable of measuring the presence of alcohol by weight within the blood. The commission shall only approve the use of breath analysis instruments that have been approved by the National Highway Traffic Safety Administration. The use of such device shall be under the supervision of the commission steward or commission designee.
(b)Tests shall be administered to such licensees and officials at such times as directed by the presiding judge or other commission designee and shall be administered by only qualified individuals employed by the commission.
(c)Violations.

The following shall constitute violations:

(1)Refusal to take such test shall constitute a violation of this section.
(2)The presence of .05 percent or more alcohol in the blood by weight per volume as indicated by said device shall constitute alcoholic impairment and be a violation of this section. Blood alcohol concentration (BAC) means the weight amount of alcohol contained in a unit volume of blood, measured as grams ethanol/100ml blood and expressed as percent BAC.
(d)A driver who is alcoholically impaired or who refuses to be tested shall not compete and may be fined or suspended. An official who is alcoholically impaired or refuses to be tested shall not be assigned duties and a report thereof shall be made immediately to the commission. Any other licensee who is alcoholically impaired or refuses to be tested shall not be permitted to continue to perform in a licensed capacity on that day. In the event of a violation of this section, the commission may take such other action as is deemed appropriate, including fine, revocation, suspension or the conditioning of continued licensing upon the satisfactory enrollment in and completion of a state certified treatment program.

9 NYCRR 4104.13 - Veterinarians

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

During racing hours, and any time a horse is raced upon the race track, the racing association shall provide the services of a veterinarian, within or immediately adjacent to the paddock. Said veterinarian shall be equipped with all the instruments, materials and equipment necessary that might affect the health of the horse while on the race track.

9 NYCRR 4104.14 - Use of cellular telephones and electronic communication devices

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Latest notice
SGC-07-16-00001-A · Adopted rule · May 11, 2016
Source snapshot
Jun 6, 2026

The use of cellular telephones or any other electronic communication device, including devices that are capable of sending or receiving text messages or e-mails, by any person while in the paddock or receiving barn is restricted to use in an area designated by the Paddock Judge.

(a)Notwithstanding the provisions of section 4104.11 of this Part, a sign shall be posted prominently at the entrance of the paddock or receiving barn stating that the use of a cellular telephone or an electronic communication device by any person while in the paddock is restricted to an area designated by the Paddock Judge, and identified by a sign that reads “Designated Cell Telephone Area”.
(b)Nothing contained in this rule shall diminish the right of any track to adopt or implement more restrictive procedures concerning the use of cellular telephones and other electronic devices.

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