New York regulations
Title 9 Part 4104
Executive Department
Browse New York regulations by title, part, and section.
You’re browsing Title 9 — free.
Read the source-transparency report →Create a free account (no card) to open all 23 titles →Compiled text through Jul 15, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
All 14 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
9 NYCRR 4104.1 - Requirements
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Every licensed harness racing association or corporation shall maintain a paddock or receiving barn from which all horses shall be raced. The paddock or receiving barn shall be entirely enclosed with a man-tight fence, and the gate or gates through said fence shall be so manned and controlled that the general public shall be excluded therefrom. A horse ambulance, stone boat and blankets for the humane removal of horses injured on the race track shall be available for paddock use.
9 NYCRR 4104.2 - Urine tests
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Each such paddock or receiving barn shall contain four stalls properly equipped for the exclusive use of taking urine samples for analysis.
9 NYCRR 4104.3 - Equipment
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
During racing hours each licensed racing association shall have such suitable extra equipment in the paddock as may be required for the proper conduct of racing without unnecessary delay.
9 NYCRR 4104.4 - Blacksmiths
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
During racing hours the racing association shall provide the services of a blacksmith, within or adjacent to the paddock. Said blacksmith shall be equipped with all the tools, materials and equipment necessary to replace and reaffix lost or dislodged shoes.
9 NYCRR 4104.5 - Drivers stand
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Each racing association shall provide a stand located conveniently to the gate through which horses enter the race track from the paddock or receiving barn, for the use of drivers scheduled to race.
9 NYCRR 4104.6 - Paddock
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The paddock at all times shall be under the supervision of the paddock judge whose duties are set forth in section 4104.9 of this Part.
9 NYCRR 4104.7 - Equipment check
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Every licensed harness race track shall cause a record to be kept showing the tattoo number, equipment, shoes and harness customarily worn by each horse competing at the track. The equipment, shoes and harness worn by every horse in every night's program, its hopple lengths and tattoo number, shall be checked in the paddock before each race against such record and all changes from the previous start shall be noted thereon, and the presiding judge notified. Any such changes shall be posted by the track on an information commission for such purpose in the public area of the track.
9 NYCRR 4104.8 - Admission to paddock
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
9 NYCRR 4104.9 - Post parade from paddock
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Fifteen minutes before the post time for a heat or dash, the paddock judge shall cause all horses entered in such heat or dash to be formed in a parade line. Such horses shall be attended by their drivers unless specifically excused by the paddock judge. All horses in a heat or race shall parade from the paddock upon the track and before the grandstand not later than five minutes before post time. A horse failing to parade without being excused by the judges may be scratched from the race or its driver or trainer may be penalized. Drivers shall not engage in conversation during the post parade.
9 NYCRR 4104.10 - Code of conduct
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
9 NYCRR 4104.11 - Recording conversation
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
All telephone conversations into and from the paddock shall be recorded from the time pari-mutuel sales are begun until the last horse has left the paddock.
9 NYCRR 4104.12 - Test for alcoholic consumption
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The following shall constitute violations:
9 NYCRR 4104.13 - Veterinarians
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
During racing hours, and any time a horse is raced upon the race track, the racing association shall provide the services of a veterinarian, within or immediately adjacent to the paddock. Said veterinarian shall be equipped with all the instruments, materials and equipment necessary that might affect the health of the horse while on the race track.
9 NYCRR 4104.14 - Use of cellular telephones and electronic communication devices
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Latest notice
- SGC-07-16-00001-A · Adopted rule · May 11, 2016
- Source snapshot
- Jun 6, 2026
The use of cellular telephones or any other electronic communication device, including devices that are capable of sending or receiving text messages or e-mails, by any person while in the paddock or receiving barn is restricted to use in an area designated by the Paddock Judge.