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New York regulations

Title 9 Part 4030

Executive Department

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Compiled text through Jul 15, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 7 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4030.1 - Calculating the winnings

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)In calculating the value of a race to the winner, there shall be deducted only the amount of money payable to the owners of the other horses and to other persons out of the stakes and out of the added money.
(b)In calculating foreign winnings, the current rate of exchange at the time of such winnings shall be adopted.
(c)The value of prizes not in money will not be calculated in value of the race to the winner.
(d)In calculating the value of a series of races in which an extra sum of money or prize is won by winning two or more races, the extra sum or prize shall be estimated in the last race by which it was finally won.

9 NYCRR 4030.2 - Surplus to winner

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

In all races, should there be any surplus from entries or subscriptions over the advertised value, it shall be paid the winner, unless stated by the conditions to go to other horses in the race.

9 NYCRR 4030.3 - Winnings defined

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Dates and status
Compiling agency
Executive Department
Text status
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Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
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Source snapshot
Jun 6, 2026
(a)Winnings during the year shall include all prizes from the first of January preceding to the time appointed for the start and shall apply to all races in any country; and winning shall include dividing or walking over.
(b)Winning of a fixed sum is understood to be winning it in one race, unless specified to the contrary.

9 NYCRR 4030.4 - In a walkover

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026
(a)In case of a walkover, one half of the money offered to the winner is given.
(b)When a walkover is the result of arrangement by owners of horses engaged, no portion of the added money nor any other prize need be given.

9 NYCRR 4030.5 - Disposition of money or prize

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Any money or prize which, by the conditions of the race is to go to the horse placed second or in any lower place in the race, shall, if the winner has walked over or no horse has been so placed, be dealt with as follows:

(a)If part of the stake, it shall go to the winner.
(b)If a separate donation from the association or any other source, it shall not be given at all.
(c)If entrance money for the race, it shall go to the association.

9 NYCRR 4030.6 - Race not run or void

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

If a race is not run or is void, all moneys paid by an owner in respect to that race shall be returned.

9 NYCRR 4030.7 - When race declared void

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A race may be declared void if no qualified horse covers the course according to rule.

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